|
1151
|
|
$0
|
-$898K
|
0
|
–
|
Closed
|
|
|
1152
|
Core Wealth Advisors (Florida)
Lakeland,
Florida
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1153
|
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1154
|
Cutter & Co Brokerage
Ballwin,
Missouri
|
$0
|
-$47K
|
0
|
–
|
Closed
|
|
|
1155
|
Cypress Capital Group
Palm Beach,
Florida
|
$0
|
-$62K
|
0
|
–
|
Closed
|
|
|
1156
|
Dalton, Greiner, Hartman, Maher & Co
New York
|
$0
|
-$924K
|
0
|
–
|
Closed
|
|
|
1157
|
Davenport & Co
Richmond,
Virginia
|
$0
|
-$56K
|
0
|
–
|
Closed
|
|
|
1158
|
Delphi Management
Brookline,
Massachusetts
|
$0
|
-$1.76M
|
0
|
–
|
Closed
|
|
|
1159
|
Destiny Wealth Partners
Tavares,
Florida
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1160
|
D.J. St. Germain
Springfield,
Massachusetts
|
$0
|
-$128K
|
0
|
–
|
Closed
|
|
|
1161
|
D'Orazio & Associates
Falls Church,
Virginia
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1162
|
Driehaus Capital Management
Chicago,
Illinois
|
$0
|
-$4.54M
|
0
|
–
|
Closed
|
|
|
1163
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
$0
|
-$206K
|
0
|
–
|
Closed
|
|
|
1164
|
Dynamic Advisor Solutions
Phoenix,
Arizona
|
$0
|
-$42K
|
0
|
–
|
Closed
|
|
|
1165
|
Elmwood Wealth Management
Berkeley,
California
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1166
|
Empowered Funds
Havertown,
Pennsylvania
|
$0
|
-$2.83M
|
0
|
–
|
Closed
|
|
|
1167
|
Essex Financial Services
Essex,
Connecticut
|
$0
|
-$242K
|
0
|
–
|
Closed
|
|
|
1168
|
ETF Managers Group
Summit,
New Jersey
|
$0
|
-$781K
|
0
|
–
|
Closed
|
|
|
1169
|
Eudaimonia Partners
Winchester,
Tennessee
|
$0
|
-$19K
|
0
|
–
|
Closed
|
|
|
1170
|
Fiduciary Planning
Englewood,
Florida
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1171
|
Filbrandt Wealth Management
Middleton,
Wisconsin
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1172
|
First Bank & Trust
Brookings,
South Dakota
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1173
|
First Washington Corp
Seattle,
Washington
|
$0
|
-$3.62M
|
0
|
–
|
Closed
|
|
|
1174
|
Ford Financial Group
Fresno,
California
|
$0
|
+$96
|
1
|
0%
|
New
|
|
|
1175
|
Fort Baker Capital Management
Larkspur,
California
|
$0
|
-$1.95M
|
0
|
–
|
Closed
|
|