|
1976
|
SOA Wealth Advisors
New York
|
$0
|
-$13
|
0
|
–
|
Closed
|
|
|
1977
|
Southpoint Capital Advisors
New York
|
$0
|
-$107M
|
0
|
–
|
Closed
|
|
|
1978
|
Soviero Asset Management
New York
|
$0
|
-$3.3M
|
0
|
–
|
Closed
|
|
|
1979
|
Stonebridge Financial Group (Pennsylvania)
Wormleysburg,
Pennsylvania
|
$0
|
-$81.4K
|
0
|
–
|
Closed
|
|
|
1980
|
Strategic Investment Solutions
Orland Park,
Illinois
|
$0
|
-$51
|
0
|
–
|
Closed
|
|
|
1981
|
Studio Investment Management
Chicago,
Illinois
|
$0
|
-$6.13K
|
0
|
–
|
Closed
|
|
|
1982
|
Summit X LLC
Chesterfield,
Missouri
|
$0
|
-$118K
|
0
|
–
|
Closed
|
|
|
1983
|
Total Clarity Wealth Management
St. Charles,
Illinois
|
$0
|
-$232K
|
0
|
–
|
Closed
|
|
|
1984
|
Tradewinds Capital Management
Bellingham,
Washington
|
$0
|
-$17.8K
|
0
|
–
|
Closed
|
|
|
1985
|
Transatlantique Private Wealth
New York
|
$0
|
-$316K
|
0
|
–
|
Closed
|
|
|
1986
|
Transcend Capital Advisors
Madison,
New Jersey
|
$0
|
-$315K
|
0
|
–
|
Closed
|
|
|
1987
|
TrueMark Investments
Chicago,
Illinois
|
$0
|
-$675K
|
0
|
–
|
Closed
|
|
|
1988
|
UHLMANN PRICE SECURITIES
Skokie,
Illinois
|
$0
|
-$277K
|
0
|
–
|
Closed
|
|
|
1989
|
Union Bancaire Privee
Geneva 1,
Switzerland
|
$0
|
-$1.48M
|
0
|
–
|
Closed
|
|
|
1990
|
Union Savings Bank
Litchfield,
Connecticut
|
$0
|
-$4.16K
|
0
|
–
|
Closed
|
|
|
1991
|
United Services Automobile Association
San Antonio,
Texas
|
$0
|
-$1.9M
|
0
|
–
|
Closed
|
|
|
1992
|
Values First Advisors
Gray,
Tennessee
|
$0
|
-$1.2M
|
0
|
–
|
Closed
|
|
|
1993
|
Vista Finance
Clayton,
Missouri
|
$0
|
-$210K
|
0
|
–
|
Closed
|
|
|
1994
|
Washington Trust
Westerly,
Rhode Island
|
$0
|
-$45.1K
|
0
|
–
|
Closed
|
|
|
1995
|
Wayfinding Financial
Lynnwood,
Washington
|
$0
|
-$173K
|
0
|
–
|
Closed
|
|
|
1996
|
Welch Group
Birmingham,
Alabama
|
$0
|
-$221K
|
0
|
–
|
Closed
|
|
|
1997
|
Wellington Shields Capital Management
New York
|
$0
|
-$60K
|
0
|
–
|
Closed
|
|
|
1998
|
Wellington Shields & Co
New York
|
$0
|
-$141K
|
0
|
–
|
Closed
|
|
|
1999
|
West Coast Financial
Santa Barbara,
California
|
$0
|
-$7.64M
|
0
|
–
|
Closed
|
|
|
2000
|
West Paces Advisors
Atlanta,
Georgia
|
$0
|
-$448
|
0
|
–
|
Closed
|
|