|
1701
|
Mitsubishi UFJ Securities
Tokyo,
Japan
|
$5K
|
-$5.49K
|
1
|
0.04%
|
Reduced
|
|
|
1702
|
NCM Capital Advisers
Durham,
North Carolina
|
$5K
|
-$417K
|
1
|
0.01%
|
Reduced
|
|
|
1703
|
Smith Group Asset Management
Dallas,
Texas
|
$5K
|
$0
|
2
|
0%
|
Maintained
|
|
|
1704
|
Jolley Asset Management
Rocky Mount,
North Carolina
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1705
|
Kessler Investment Group
Columbus,
Indiana
|
$4K
|
-$658
|
1
|
0.01%
|
Reduced
|
|
|
1706
|
First New York Securities
New York
|
$3.58K
|
-$8.91M
|
1
|
0%
|
Reduced
|
|
|
1707
|
Pinnacle Holdings
Tulsa,
Oklahoma
|
$2.86K
|
-$162K
|
1
|
0%
|
Reduced
|
|
|
1708
|
Cleary Gull Holdings
Milwaukee,
Wisconsin
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1709
|
Rezny Wealth Management
Fort Myers,
Florida
|
$2K
|
-$1.49K
|
2
|
0%
|
Reduced
|
|
|
1710
|
Hoxton Financial
Shepherdstown,
West Virginia
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1711
|
Piershale Financial Group
Barrington,
Illinois
|
$1K
|
+$526
|
1
|
0%
|
New
|
|
|
1712
|
|
$0
|
-$8.95M
|
0
|
–
|
Closed
|
|
|
1713
|
Accuvest Global Advisors
Provo,
Utah
|
$0
|
-$232K
|
0
|
–
|
Closed
|
|
|
1714
|
Achievement Holdings
Chicago,
Illinois
|
$0
|
-$990K
|
0
|
–
|
Closed
|
|
|
1715
|
Advance Capital I
Southfield,
Michigan
|
$0
|
-$1.23M
|
0
|
–
|
Closed
|
|
|
1716
|
Alethea Capital Management
Mercer Island,
Washington
|
$0
|
-$324K
|
0
|
–
|
Closed
|
|
|
1717
|
Alpine Global Management
New York
|
$0
|
-$1.37M
|
0
|
–
|
Closed
|
|
|
1718
|
Andalusian Capital Partners
Greenwich,
Connecticut
|
$0
|
-$3.3M
|
0
|
–
|
Closed
|
|
|
1719
|
Ascend Capital
Orinda,
California
|
$0
|
-$8.72M
|
0
|
–
|
Closed
|
|
|
1720
|
AWM Investment Company
New York
|
$0
|
-$709K
|
0
|
–
|
Closed
|
|
|
1721
|
Badgley, Phelps & Bell
Seattle,
Washington
|
$0
|
-$3.37M
|
0
|
–
|
Closed
|
|
|
1722
|
Baker Avenue Asset Management
San Francisco,
California
|
$0
|
-$243K
|
0
|
–
|
Closed
|
|
|
1723
|
Ballentine Partners
Waltham,
Massachusetts
|
$0
|
-$56K
|
0
|
–
|
Closed
|
|
|
1724
|
Banque Pictet & Cie
Geneva 73,
Switzerland
|
$0
|
-$1.25M
|
0
|
–
|
Closed
|
|
|
1725
|
Barometer Capital Management
Toronto,
Ontario, Canada
|
$0
|
-$29.3M
|
0
|
–
|
Closed
|
|