|
1201
|
OTA Financial Group
Purchase,
New York
|
$0
|
-$279K
|
0
|
–
|
Closed
|
|
|
1202
|
Paragon Wealth Strategies
Jacksonville,
Florida
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1203
|
Parisi Gray Wealth Management
Mendham,
New Jersey
|
$0
|
-$82K
|
0
|
–
|
Closed
|
|
|
1204
|
Park West Asset Management
San Francisco,
California
|
$0
|
-$24.9M
|
0
|
–
|
Closed
|
|
|
1205
|
Pinnacle Financial Partners (Tennessee)
Nashville,
Tennessee
|
$0
|
-$25K
|
0
|
–
|
Closed
|
|
|
1206
|
Polianta Ltd
St Helier,
Jersey
|
$0
|
-$1.18M
|
0
|
–
|
Closed
|
|
|
1207
|
Premier Fund Managers
Guildford,
United Kingdom
|
$0
|
-$1.58M
|
0
|
–
|
Closed
|
|
|
1208
|
qPULA Trading Management
New York
|
$0
|
-$266K
|
0
|
–
|
Closed
|
|
|
1209
|
Ratan Capital Management
Miami Beach,
Florida
|
$0
|
-$3.64M
|
0
|
–
|
Closed
|
|
|
1210
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$0
|
-$199K
|
0
|
–
|
Closed
|
|
|
1211
|
Rock Creek Group
Washington,
District of Columbia
|
$0
|
-$457K
|
0
|
–
|
Closed
|
|
|
1212
|
Rokos Capital Management (UK)
London,
United Kingdom
|
$0
|
-$11.3M
|
0
|
–
|
Closed
|
|
|
1213
|
Sandbox Financial Partners
Bethesda,
Maryland
|
$0
|
-$212K
|
0
|
–
|
Closed
|
|
|
1214
|
Sciencast Management
Princeton,
New Jersey
|
$0
|
-$2.69M
|
0
|
–
|
Closed
|
|
|
1215
|
Seizert Capital Partners
Birmingham,
Michigan
|
$0
|
-$2.96M
|
0
|
–
|
Closed
|
|
|
1216
|
Sequoia Financial Advisors
Akron,
Ohio
|
$0
|
-$304K
|
0
|
–
|
Closed
|
|
|
1217
|
|
$0
|
-$1.35M
|
0
|
–
|
Closed
|
|
|
1218
|
SkyView Investment Advisors
Shrewsbury,
New Jersey
|
$0
|
-$738K
|
0
|
–
|
Closed
|
|
|
1219
|
Smith Anglin Financial
Dallas,
Texas
|
$0
|
-$193K
|
0
|
–
|
Closed
|
|
|
1220
|
Souders Financial Advisors
Cincinnati,
Ohio
|
$0
|
-$450K
|
0
|
–
|
Closed
|
|
|
1221
|
Sound Income Strategies
Ft Lauderdale,
Florida
|
$0
|
-$38.2K
|
1
|
0%
|
Reduced
|
|
|
1222
|
Sovarnum Capital
New York
|
$0
|
-$1.65M
|
0
|
–
|
Closed
|
|
|
1223
|
Standard Family Office
Sioux Falls,
South Dakota
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1224
|
Sterling Investment Advisors (Pennsylvania)
Berwyn,
Pennsylvania
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1225
|
St Louis Trust
Saint Louis,
Missouri
|
$0
|
-$3.47M
|
0
|
–
|
Closed
|
|