|
1001
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$0
|
-$1.1M
|
0
|
–
|
Closed
|
|
|
1002
|
CAAS Capital Management
New York
|
$0
|
-$11.4M
|
0
|
–
|
Closed
|
|
|
1003
|
Capital Asset Advisory Services
Williamston,
Michigan
|
$0
|
-$28K
|
0
|
–
|
Closed
|
|
|
1004
|
Caption Management
Oklahoma City,
Oklahoma
|
$0
|
-$2.41M
|
0
|
–
|
Closed
|
|
|
1005
|
Castleark Management
Chicago,
Illinois
|
$0
|
-$10.7M
|
0
|
–
|
Closed
|
|
|
1006
|
Central Asset Investments & Management Holdings
Hong Kong
|
$0
|
-$156K
|
0
|
–
|
Closed
|
|
|
1007
|
Charter Oak Capital Management
Portsmouth,
New Hampshire
|
$0
|
+$395
|
1
|
0%
|
New
|
|
|
1008
|
Childress Capital Advisors
Houston,
Texas
|
$0
|
-$26K
|
0
|
–
|
Closed
|
|
|
1009
|
|
$0
|
-$386K
|
0
|
–
|
Closed
|
|
|
1010
|
Clearview Wealth Advisors
Salem,
Oregon
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1011
|
Coatue Management
New York
|
$0
|
-$39.7M
|
0
|
–
|
Closed
|
|
|
1012
|
Context Capital Management
Lajolla,
California
|
$0
|
-$3.59M
|
0
|
–
|
Closed
|
|
|
1013
|
Dakota Wealth Management
Palm Beach Gardens,
Florida
|
$0
|
-$160K
|
0
|
–
|
Closed
|
|
|
1014
|
Easterly Investment Partners
Beverly,
Massachusetts
|
$0
|
-$622K
|
0
|
–
|
Closed
|
|
|
1015
|
Emerald Advisers
Leola,
Pennsylvania
|
$0
|
-$11.2M
|
0
|
–
|
Closed
|
|
|
1016
|
Empyrean Capital Partners
Los Angeles,
California
|
$0
|
-$58.9M
|
0
|
–
|
Closed
|
|
|
1017
|
First Pacific Advisors
El Segundo,
California
|
$0
|
-$1.93M
|
0
|
–
|
Closed
|
|
|
1018
|
First PREMIER Bank
Sioux Falls,
South Dakota
|
$0
|
+$427
|
1
|
0%
|
New
|
|
|
1019
|
First Trust Direct Indexing
Boston,
Massachusetts
|
$0
|
-$213K
|
0
|
–
|
Closed
|
|
|
1020
|
FormulaFolio Investments
Grand Rapids,
Michigan
|
$0
|
-$352K
|
0
|
–
|
Closed
|
|
|
1021
|
Fortress Investment Group
New York
|
$0
|
-$9.95M
|
0
|
–
|
Closed
|
|
|
1022
|
Freestone Capital Holdings
Seattle,
Washington
|
$0
|
-$114K
|
0
|
–
|
Closed
|
|
|
1023
|
Glazer Capital LLC
New York
|
$0
|
-$5.93M
|
0
|
–
|
Closed
|
|
|
1024
|
|
$0
|
-$16.2M
|
0
|
–
|
Closed
|
|
|
1025
|
Hawk Ridge Capital Management
Los Angeles,
California
|
$0
|
-$9.66M
|
0
|
–
|
Closed
|
|