|
4001
|
BTG Pactual Asset Management US
New York
|
$0
|
-$455K
|
0
|
–
|
Closed
|
|
|
4002
|
Candelo Capital Management
New York
|
$0
|
-$5.2M
|
0
|
–
|
Closed
|
|
|
4003
|
Cantor Fitzgerald
New York
|
$0
|
-$677K
|
0
|
–
|
Closed
|
|
|
4004
|
Capital Management
Glen Allen,
Virginia
|
$0
|
-$467K
|
0
|
–
|
Closed
|
|
|
4005
|
Capital Management Associates Inc
Minneapolis,
Minnesota
|
$0
|
-$286K
|
0
|
–
|
Closed
|
|
|
4006
|
Caption Management
Oklahoma City,
Oklahoma
|
$0
|
-$1.24M
|
0
|
–
|
Closed
|
|
|
4007
|
Cartenna Capital
Stamford,
Connecticut
|
$0
|
-$65.3M
|
0
|
–
|
Closed
|
|
|
4008
|
Cedar Wealth Management
Walnut Creek,
California
|
$0
|
-$8.64K
|
0
|
–
|
Closed
|
|
|
4009
|
Cherry Creek Investment Advisors
Englewood,
Colorado
|
$0
|
-$263K
|
0
|
–
|
Closed
|
|
|
4010
|
Citizens Business Bank
Ontario,
California
|
$0
|
-$235K
|
0
|
–
|
Closed
|
|
|
4011
|
Clear Investment Research
Alpharetta,
Georgia
|
$0
|
-$19.9K
|
0
|
–
|
Closed
|
|
|
4012
|
Cloud Capital Management
Seattle,
Washington
|
$0
|
-$153K
|
0
|
–
|
Closed
|
|
|
4013
|
Cloverfields Capital Group
Minneapolis,
Minnesota
|
$0
|
-$315K
|
0
|
–
|
Closed
|
|
|
4014
|
Consolidated Portfolio Review Corp
Woodbury,
New York
|
$0
|
-$219K
|
0
|
–
|
Closed
|
|
|
4015
|
Continuum Wealth Advisors
Saratoga Springs,
New York
|
$0
|
-$220K
|
0
|
–
|
Closed
|
|
|
4016
|
Crowley Wealth Management
Wilmington,
Delaware
|
$0
|
-$1.69M
|
0
|
–
|
Closed
|
|
|
4017
|
Curran Financial Partners
Daniel Island,
South Carolina
|
$0
|
-$202K
|
0
|
–
|
Closed
|
|
|
4018
|
De Lisle Partners
Poole,
United Kingdom
|
$0
|
-$2.19M
|
0
|
–
|
Closed
|
|
|
4019
|
Delos Wealth Advisors
Dallas,
Texas
|
$0
|
-$1.83K
|
0
|
–
|
Closed
|
|
|
4020
|
|
$0
|
-$17.1M
|
0
|
–
|
Closed
|
|
|
4021
|
DnB Asset Management
Oslo,
Norway
|
$0
|
-$615K
|
0
|
–
|
Closed
|
|
|
4022
|
Dymon Asia Capital (Singapore)
Singapore
|
$0
|
-$1.39M
|
0
|
–
|
Closed
|
|
|
4023
|
Dynamic Technology Lab
Singapore
|
$0
|
-$207K
|
0
|
–
|
Closed
|
|
|
4024
|
Elevate Wealth Advisory
Athens,
Georgia
|
$0
|
-$520K
|
0
|
–
|
Closed
|
|
|
4025
|
|
$0
|
-$238K
|
0
|
–
|
Closed
|
|