|
601
|
TD Securities (USA)
New York
|
$5K
|
-$4.07M
|
1
|
0.05%
|
Reduced
|
|
|
602
|
Bray Capital Advisors
Naples,
Florida
|
$4K
|
-$20.4K
|
1
|
0%
|
Reduced
|
|
|
603
|
Piershale Financial Group
Barrington,
Illinois
|
$4K
|
+$4.66K
|
1
|
0%
|
New
|
|
|
604
|
Thompson Siegel & Walmsley
Richmond,
Virginia
|
$4K
|
-$4.71K
|
1
|
0%
|
Reduced
|
|
|
605
|
Advantage Investment Management
Cedar Rapids,
Iowa
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
606
|
Cable Hill Partners
Portland,
Oregon
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
607
|
Lenox Wealth Advisors
New York
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
608
|
MV Capital Management
Bethesda,
Maryland
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
609
|
Palladiem
Bryn Mawr,
Pennsylvania
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
610
|
Group One Trading
Chicago,
Illinois
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
611
|
Weaver C. Barksdale & Associates
Nashville,
Tennessee
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
612
|
Aris Wealth Services
State College,
Pennsylvania
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
613
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$1K
|
-$4.3K
|
1
|
0%
|
Reduced
|
|
|
614
|
Hoxton Financial
Shepherdstown,
West Virginia
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
615
|
WFG Advisors
Dallas,
Texas
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
616
|
Abacus FCF Advisors
Orlando,
Florida
|
$0
|
-$2.41M
|
0
|
–
|
Closed
|
|
|
617
|
Acadian Asset Management
Boston,
Massachusetts
|
$0
|
-$82K
|
0
|
–
|
Closed
|
|
|
618
|
Alpine Global Management
New York
|
$0
|
-$93K
|
0
|
–
|
Closed
|
|
|
619
|
Alpine Woods Capital Investors
Purchase,
New York
|
$0
|
-$209K
|
0
|
–
|
Closed
|
|
|
620
|
Ameritas Investment Partners
Lincoln,
Nebraska
|
$0
|
-$216K
|
0
|
–
|
Closed
|
|
|
621
|
Amundi Asset Management US
Boston,
Massachusetts
|
$0
|
-$5.65M
|
0
|
–
|
Closed
|
|
|
622
|
AssetMark Inc
Concord,
California
|
$0
|
+$203
|
1
|
0%
|
New
|
|
|
623
|
Assured Investment Management
New York
|
$0
|
-$101K
|
0
|
–
|
Closed
|
|
|
624
|
Atria Investments
Charlotte,
North Carolina
|
$0
|
-$212K
|
0
|
–
|
Closed
|
|
|
625
|
Baker Ellis Asset Management
Vancouver,
Washington
|
$0
|
-$119K
|
0
|
–
|
Closed
|
|