|
1201
|
Howe & Rusling
Rochester,
New York
|
$2K
|
-$26.9K
|
2
|
0%
|
Reduced
|
|
|
1202
|
HWG Holdings
Houston,
Texas
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1203
|
Providence Capital Advisors
Charlotte,
North Carolina
|
$2K
|
+$2.04K
|
1
|
0%
|
New
|
|
|
1204
|
Stuart Chaussee & Associates
Palos Verdes Estates,
California
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1205
|
Acima Private Wealth
Richmond,
Virginia
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1206
|
Bay Harbor Wealth Management
Hunt Valley,
Maryland
|
$1K
|
-$1.05K
|
1
|
0%
|
Reduced
|
|
|
1207
|
Capstone Investment Advisors
New York
|
$1K
|
-$158K
|
1
|
0%
|
Reduced
|
|
|
1208
|
C.M. Bidwell & Associates
Honolulu,
Hawaii
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1209
|
Intellectus Partners
San Francisco,
California
|
$1K
|
+$6.36K
|
1
|
0%
|
New
|
|
|
1210
|
9258 Wealth Management
Blue Ash,
Ohio
|
$0
|
-$291K
|
0
|
–
|
Closed
|
|
|
1211
|
Act II Management
New York
|
$0
|
-$2.38M
|
0
|
–
|
Closed
|
|
|
1212
|
AllSquare Wealth Management
Albany,
New York
|
$0
|
-$31K
|
0
|
–
|
Closed
|
|
|
1213
|
Alterna Wealth Management
Houston,
Texas
|
$0
|
-$559K
|
0
|
–
|
Closed
|
|
|
1214
|
Amica Pension Fund Board of Trustees
Providence,
Rhode Island
|
$0
|
-$3.92M
|
0
|
–
|
Closed
|
|
|
1215
|
Bank of Nova Scotia Trust
Toronto,
Ontario, Canada
|
$0
|
-$202K
|
0
|
–
|
Closed
|
|
|
1216
|
Blackhawk Capital Partners
Thiensville,
Wisconsin
|
$0
|
-$899K
|
0
|
–
|
Closed
|
|
|
1217
|
Caprock Group
Boise,
Idaho
|
$0
|
-$305K
|
0
|
–
|
Closed
|
|
|
1218
|
Chartwell Investment Partners
Berywn,
Pennsylvania
|
$0
|
-$2.69M
|
0
|
–
|
Closed
|
|
|
1219
|
Chesley Taft & Associates
Chicago,
Illinois
|
$0
|
-$639K
|
0
|
–
|
Closed
|
|
|
1220
|
Chicago Equity Partners
Chicago,
Illinois
|
$0
|
-$306K
|
0
|
–
|
Closed
|
|
|
1221
|
Claro Advisors
Boston,
Massachusetts
|
$0
|
-$208K
|
0
|
–
|
Closed
|
|
|
1222
|
Claybrook Capital
Wellesley,
Massachusetts
|
$0
|
-$13K
|
0
|
–
|
Closed
|
|
|
1223
|
Clean Yield Group
Norwich,
Vermont
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
1224
|
Clear Investment Research
Alpharetta,
Georgia
|
$0
|
$0
|
2
|
0%
|
Maintained
|
|
|
1225
|
Clearstead Trust
Portland,
Maine
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|