|
801
|
TD Securities (USA)
New York
|
$5K
|
-$7.51K
|
2
|
0.05%
|
Reduced
|
|
|
802
|
Asset Dedication LLC
San Francisco,
California
|
$3K
|
+$2.96K
|
1
|
0%
|
New
|
|
|
803
|
Cable Hill Partners
Portland,
Oregon
|
$3K
|
-$1.38K
|
1
|
0%
|
Reduced
|
|
|
804
|
Central Bank & Trust
Lexington,
Kentucky
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
805
|
Kanaly Trust
Houston,
Texas
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
806
|
Kavar Capital Partners Group
Leawood,
Kansas
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
807
|
Farmers & Merchants Investments Inc
Lincoln,
Nebraska
|
$2K
|
+$1.66K
|
1
|
0%
|
New
|
|
|
808
|
Gradient Investments
Arden Hills,
Minnesota
|
$2K
|
$0
|
2
|
0%
|
Maintained
|
|
|
809
|
MB Financial Bank - Trust Department
Rosemont,
Illinois
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
810
|
Westport Resources Management
Westport,
Connecticut
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
811
|
WhitTier Trust Company
Reno,
Nevada
|
$2K
|
-$15.9K
|
1
|
0%
|
Reduced
|
|
|
812
|
Piedmont Investment Advisors
Durham,
North Carolina
|
$1.3K
|
+$1.41K
|
1
|
0%
|
New
|
|
|
813
|
Commonwealth Financial Services
Vienna,
West Virginia
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
814
|
Delphi Private Advisors
San Diego,
California
|
$1K
|
+$584
|
1
|
0%
|
New
|
|
|
815
|
Globeflex Capital
San Diego,
California
|
$1K
|
-$1.52M
|
1
|
0%
|
Reduced
|
|
|
816
|
WealthPLAN Partners
Omaha,
Nebraska
|
$40
|
+$38.7K
|
1
|
0%
|
New
|
|
|
817
|
Advance Capital I
Southfield,
Michigan
|
$0
|
-$422K
|
0
|
–
|
Closed
|
|
|
818
|
Advisors Preferred
Rockville,
Maryland
|
$0
|
-$12K
|
0
|
–
|
Closed
|
|
|
819
|
Alethea Capital Management
Mercer Island,
Washington
|
$0
|
-$2.86M
|
0
|
–
|
Closed
|
|
|
820
|
Arbiter Partners Capital Management
New York
|
$0
|
-$471K
|
0
|
–
|
Closed
|
|
|
821
|
Arete Wealth Advisors
Chicago,
Illinois
|
$0
|
-$2M
|
0
|
–
|
Closed
|
|
|
822
|
Artisan Partners
Milwaukee,
Wisconsin
|
$0
|
-$61M
|
0
|
–
|
Closed
|
|
|
823
|
Aureus Asset Management
Boston,
Massachusetts
|
$0
|
-$358K
|
0
|
–
|
Closed
|
|
|
824
|
Bailard
Foster City,
California
|
$0
|
-$255K
|
0
|
–
|
Closed
|
|
|
825
|
Balentine LLC
Atlanta,
Georgia
|
$0
|
-$67.8K
|
0
|
–
|
Closed
|
|