|
3701
|
SIR Capital Management
New York
|
$0
|
-$3.6M
|
0
|
–
|
Closed
|
|
|
3702
|
Sowell Financial Services
North Little Rock,
Arkansas
|
$0
|
-$2.1M
|
0
|
–
|
Closed
|
|
|
3703
|
Spartan Planning & Wealth Management
Greensboro,
North Carolina
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
3704
|
Stevens Capital Management
Radnor,
Pennsylvania
|
$0
|
-$379K
|
0
|
–
|
Closed
|
|
|
3705
|
Steward Financial Group
Colleyville,
Texas
|
$0
|
-$147K
|
0
|
–
|
Closed
|
|
|
3706
|
Stewart Asset Management
New York
|
$0
|
-$218K
|
0
|
–
|
Closed
|
|
|
3707
|
Strategic Wealth Investment Group
Louisville,
Kentucky
|
$0
|
-$1.73M
|
0
|
–
|
Closed
|
|
|
3708
|
Sunflower Bank
Dallas,
Texas
|
$0
|
-$926K
|
0
|
–
|
Closed
|
|
|
3709
|
Susquehanna International Group (Ireland)
Dublin,
Ireland
|
$0
|
-$230K
|
0
|
–
|
Closed
|
|
|
3710
|
Teamwork Financial Advisors
San Antonio,
Texas
|
$0
|
-$458K
|
0
|
–
|
Closed
|
|
|
3711
|
Tiger Eye Capital
Nashville,
Tennessee
|
$0
|
-$331K
|
0
|
–
|
Closed
|
|
|
3712
|
True Link Financial Advisors
San Francisco,
California
|
$0
|
-$693K
|
0
|
–
|
Closed
|
|
|
3713
|
Twelve Points Wealth Management
Concord,
Massachusetts
|
$0
|
-$1.34M
|
0
|
–
|
Closed
|
|
|
3714
|
UAS Asset Management
New York
|
$0
|
-$599K
|
0
|
–
|
Closed
|
|
|
3715
|
Ursa Fund Management
Danville,
California
|
$0
|
-$1.45M
|
0
|
–
|
Closed
|
|
|
3716
|
Vantage Investment Partners
Kansas City,
Missouri
|
$0
|
-$24.4M
|
0
|
–
|
Closed
|
|
|
3717
|
Vectors Research Management
New York
|
$0
|
-$291K
|
0
|
–
|
Closed
|
|
|
3718
|
Vista Capital Partners
Portland,
Oregon
|
$0
|
-$227K
|
0
|
–
|
Closed
|
|
|
3719
|
Walkner Condon Financial Advisors
Madison,
Wisconsin
|
$0
|
-$469K
|
0
|
–
|
Closed
|
|
|
3720
|
Watchtower Advisors
Old Greenwich,
Connecticut
|
$0
|
-$4.02M
|
0
|
–
|
Closed
|
|
|
3721
|
WealthTrust Asset Management
Destin,
Florida
|
$0
|
-$703K
|
0
|
–
|
Closed
|
|
|
3722
|
WESPAC Advisors
Orinda,
California
|
$0
|
-$312K
|
0
|
–
|
Closed
|
|
|
3723
|
WESPAC Advisors SoCal
Pasadena,
California
|
$0
|
-$8.48M
|
0
|
–
|
Closed
|
|
|
3724
|
West Bancorporation
West Des Moines,
Iowa
|
$0
|
-$266K
|
0
|
–
|
Closed
|
|
|
3725
|
Western Financial Corp
San Diego,
California
|
$0
|
-$448K
|
0
|
–
|
Closed
|
|