|
3601
|
Financial Avengers
Oakland,
California
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
3602
|
Goodman Advisory Group
Needham,
Massachusetts
|
$1K
|
+$1.71K
|
1
|
0%
|
New
|
|
|
3603
|
Hoertkorn Richard Charles
|
$1K
|
-$54K
|
1
|
0%
|
Reduced
|
|
|
3604
|
Proffitt & Goodson
Knoxville,
Tennessee
|
$1K
|
-$26K
|
1
|
0%
|
Reduced
|
|
|
3605
|
Abbot Financial Management
Andover,
Massachusetts
|
$0
|
-$212K
|
0
|
–
|
Closed
|
|
|
3606
|
Access Financial Services
Minneapolis,
Minnesota
|
$0
|
-$934K
|
0
|
–
|
Closed
|
|
|
3607
|
Act Wealth Management
Plano,
Texas
|
$0
|
-$237K
|
0
|
–
|
Closed
|
|
|
3608
|
Alesco Advisors
Pittsford,
New York
|
$0
|
-$491K
|
0
|
–
|
Closed
|
|
|
3609
|
Alley Investment Management Company
Lake Forest,
Illinois
|
$0
|
-$249K
|
0
|
–
|
Closed
|
|
|
3610
|
AllGen Financial Advisors
Orlando,
Florida
|
$0
|
-$225K
|
0
|
–
|
Closed
|
|
|
3611
|
All Season Financial Advisors
Denver,
Colorado
|
$0
|
-$806K
|
0
|
–
|
Closed
|
|
|
3612
|
Amplius Wealth Advisors
Blue Bell,
Pennsylvania
|
$0
|
-$211K
|
0
|
–
|
Closed
|
|
|
3613
|
Andesa Financial Management
Allentown,
Pennsylvania
|
$0
|
-$345K
|
0
|
–
|
Closed
|
|
|
3614
|
Arosa Capital Management
Miami Beach,
Florida
|
$0
|
-$4.76M
|
0
|
–
|
Closed
|
|
|
3615
|
Asset Dedication LLC
San Francisco,
California
|
$0
|
-$5.33M
|
1
|
0%
|
Reduced
|
|
|
3616
|
Ativo Capital Management
Chicago,
Illinois
|
$0
|
-$657K
|
0
|
–
|
Closed
|
|
|
3617
|
AWH Capital
Dallas,
Texas
|
$0
|
-$3.74M
|
0
|
–
|
Closed
|
|
|
3618
|
Ballew Advisors
Jackson,
Mississippi
|
$0
|
-$207K
|
0
|
–
|
Closed
|
|
|
3619
|
BancFirst Trust & Investment Management
Oklahoma City,
Oklahoma
|
$0
|
-$226K
|
0
|
–
|
Closed
|
|
|
3620
|
Banco de Sabadell
Miami,
Florida
|
$0
|
-$157K
|
0
|
–
|
Closed
|
|
|
3621
|
Bank Pictet & Cie (Asia)
Singapore
|
$0
|
-$1.56M
|
0
|
–
|
Closed
|
|
|
3622
|
Bar Harbor Trust Services
Ellsworth,
Maine
|
$0
|
-$211K
|
0
|
–
|
Closed
|
|
|
3623
|
Barometer Capital Management
Toronto,
Ontario, Canada
|
$0
|
-$2.87M
|
0
|
–
|
Closed
|
|
|
3624
|
Baron Silver Stevens Financial Advisors
Boca Raton,
Florida
|
$0
|
-$213K
|
0
|
–
|
Closed
|
|
|
3625
|
Beddow Capital Management
Jackson,
Wyoming
|
$0
|
-$352K
|
0
|
–
|
Closed
|
|