|
1401
|
Stableford Capital II
Scottsdale,
Arizona
|
$0
|
-$515K
|
0
|
–
|
Closed
|
|
|
1402
|
Steinberganna Wealth Management
Huntington,
New York
|
$0
|
-$3.65M
|
0
|
–
|
Closed
|
|
|
1403
|
Sumitomo Mitsui Financial Group
Tokyo,
Japan
|
$0
|
-$72.6K
|
0
|
–
|
Closed
|
|
|
1404
|
Summit Securities Group
New York
|
$0
|
-$150K
|
0
|
–
|
Closed
|
|
|
1405
|
Susquehanna Portfolio Strategies
Bala Cynwyd,
Pennsylvania
|
$0
|
-$1.81M
|
0
|
–
|
Closed
|
|
|
1406
|
|
$0
|
-$12.8M
|
0
|
–
|
Closed
|
|
|
1407
|
Thornburg Investment Management
Santa Fe,
New Mexico
|
$0
|
-$5.54M
|
0
|
–
|
Closed
|
|
|
1408
|
Tortoise Investment Management
White Plains,
New York
|
$0
|
-$13.9K
|
0
|
–
|
Closed
|
|
|
1409
|
Trek Financial
Scottsdale,
Arizona
|
$0
|
-$537K
|
0
|
–
|
Closed
|
|
|
1410
|
Triasima Portfolio Management
Montreal,
Quebec, Canada
|
$0
|
-$226K
|
0
|
–
|
Closed
|
|
|
1411
|
TT International Asset Management
London,
United Kingdom
|
$0
|
-$12.2M
|
0
|
–
|
Closed
|
|
|
1412
|
TwinBeech Capital
Purchase,
New York
|
$0
|
-$1.2M
|
0
|
–
|
Closed
|
|
|
1413
|
U.S. Capital Wealth Advisors
Austin,
Texas
|
$0
|
-$401K
|
0
|
–
|
Closed
|
|
|
1414
|
Wealth Alliance
Mellville,
New York
|
$0
|
-$508K
|
0
|
–
|
Closed
|
|
|
1415
|
Winslow Capital Management
Minneapolis,
Minnesota
|
$0
|
-$16.6M
|
0
|
–
|
Closed
|
|