|
1101
|
Burleson & Co
Petaluma,
California
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1102
|
Core Alternative Capital
Peachtree Corners,
Georgia
|
$1K
|
+$1.19K
|
1
|
0%
|
New
|
|
|
1103
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1104
|
Laurel Wealth Planning
Edina,
Minnesota
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1105
|
Lenox Wealth Advisors
New York
|
$1K
|
+$715
|
1
|
0%
|
New
|
|
|
1106
|
Manchester Capital Management
Manchester,
Vermont
|
$1K
|
-$2.09K
|
1
|
0%
|
Reduced
|
|
|
1107
|
Newton One Investments
Newark,
Delaware
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1108
|
Retirement Planning Company of New England
Warwick,
Rhode Island
|
$1K
|
+$2.38K
|
2
|
0%
|
New
|
|
|
1109
|
Sageworth Trust
Lancaster,
Pennsylvania
|
$1K
|
-$2.59K
|
1
|
0%
|
Reduced
|
|
|
1110
|
Schubert & Co
Mckinney,
Texas
|
$1K
|
+$1K
|
2
|
0%
|
New
|
|
|
1111
|
Financial Perspectives
Minneapolis,
Minnesota
|
$897
|
$0
|
1
|
0%
|
Maintained
|
|
|
1112
|
Global Financial Private Client
Sarasota,
Florida
|
$224
|
$0
|
1
|
0%
|
Maintained
|
|
|
1113
|
1832 Asset Management
Toronto,
Ontario, Canada
|
$0
|
-$241K
|
0
|
–
|
Closed
|
|
|
1114
|
Achmea Investment Management
Zeist,
Netherlands
|
$0
|
-$2.43M
|
0
|
–
|
Closed
|
|
|
1115
|
Activest Wealth Management
Aventure,
Florida
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1116
|
ADE LLC
Baltimore,
Maryland
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
1117
|
AGF Investments Inc
Toronto,
Ontario, Canada
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
1118
|
Alight Capital Management
New York
|
$0
|
-$4.04M
|
0
|
–
|
Closed
|
|
|
1119
|
AMP Capital Investors
Sydney,
Australia
|
$0
|
-$8.86M
|
0
|
–
|
Closed
|
|
|
1120
|
AO Asset Management
New York
|
$0
|
-$10.5M
|
0
|
–
|
Closed
|
|
|
1121
|
AQR Arbitrage
Greenwich,
Connecticut
|
$0
|
-$289K
|
0
|
–
|
Closed
|
|
|
1122
|
Arabesque Asset Management
London,
United Kingdom
|
$0
|
-$609K
|
0
|
–
|
Closed
|
|
|
1123
|
Ardsley Advisory Partners
Stamford,
Connecticut
|
$0
|
-$2.14M
|
0
|
–
|
Closed
|
|
|
1124
|
Arkadios Wealth Advisors
Atlanta,
Georgia
|
$0
|
-$102K
|
0
|
–
|
Closed
|
|
|
1125
|
Atticus Wealth Management
Palm Beach Gardens,
Florida
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|