|
2201
|
Norris Financial Group
Greenville,
South Carolina
|
$0
|
-$741K
|
0
|
–
|
Closed
|
|
|
2202
|
Northstar Advisory Group
Northfield,
New Jersey
|
$0
|
-$1.88M
|
0
|
–
|
Closed
|
|
|
2203
|
|
$0
|
-$216K
|
0
|
–
|
Closed
|
|
|
2204
|
NVWM LLC
Yardley,
Pennsylvania
|
$0
|
-$1.45M
|
0
|
–
|
Closed
|
|
|
2205
|
|
$0
|
-$1.04M
|
0
|
–
|
Closed
|
|
|
2206
|
O'Dell Group
Cincinnati,
Ohio
|
$0
|
-$7K
|
0
|
–
|
Closed
|
|
|
2207
|
Odey Asset Management Group
London,
United Kingdom
|
$0
|
-$645K
|
0
|
–
|
Closed
|
|
|
2208
|
Okabena Investment Services
Minneapolis,
Minnesota
|
$0
|
-$204K
|
0
|
–
|
Closed
|
|
|
2209
|
OneDigital Investment Advisors
Overland Park,
Kansas
|
$0
|
-$356K
|
0
|
–
|
Closed
|
|
|
2210
|
Optiver Holding
Amsterdam,
Netherlands
|
$0
|
-$23K
|
0
|
–
|
Closed
|
|
|
2211
|
Origin Asset Management
London,
United Kingdom
|
$0
|
-$234K
|
0
|
–
|
Closed
|
|
|
2212
|
Paragon Advisors
College Station,
Texas
|
$0
|
-$2.21M
|
0
|
–
|
Closed
|
|
|
2213
|
Patton Fund Management
Dallas,
Texas
|
$0
|
-$3.95M
|
0
|
–
|
Closed
|
|
|
2214
|
Peak Financial Advisors
Denver,
Colorado
|
$0
|
-$5.49M
|
0
|
–
|
Closed
|
|
|
2215
|
Pinnacle Wealth Management
Roseville,
California
|
$0
|
-$3.81M
|
0
|
–
|
Closed
|
|
|
2216
|
Pinnacle Wealth Management Advisory Group
Red Bank,
New Jersey
|
$0
|
-$270K
|
0
|
–
|
Closed
|
|
|
2217
|
Pinnacle Wealth Planning Services
Mansfield,
Ohio
|
$0
|
-$255K
|
0
|
–
|
Closed
|
|
|
2218
|
Pinz Capital Management
New York
|
$0
|
-$1.29M
|
0
|
–
|
Closed
|
|
|
2219
|
Plancorp LLC
Saint Louis,
Missouri
|
$0
|
-$216K
|
0
|
–
|
Closed
|
|
|
2220
|
Pluribus Labs
Mill Valley,
California
|
$0
|
-$2.21M
|
0
|
–
|
Closed
|
|
|
2221
|
PointState Capital
New York
|
$0
|
-$189M
|
0
|
–
|
Closed
|
|
|
2222
|
Polar Capital Holdings
London,
United Kingdom
|
$0
|
-$24.2M
|
0
|
–
|
Closed
|
|
|
2223
|
Polaris Wealth Advisory Group
San Rafael,
California
|
$0
|
-$49.6M
|
0
|
–
|
Closed
|
|
|
2224
|
Princeton Capital Management
Red Bank,
New Jersey
|
$0
|
-$261K
|
0
|
–
|
Closed
|
|
|
2225
|
Purus Wealth Management
Newport Beach,
California
|
$0
|
-$291K
|
0
|
–
|
Closed
|
|