|
1201
|
American Assets Investment Management
San Diego,
California
|
$0
|
-$1.29M
|
0
|
–
|
Closed
|
|
|
1202
|
Angelo Gordon & Co
New York
|
$0
|
-$332K
|
0
|
–
|
Closed
|
|
|
1203
|
Appaloosa Management
Miami Beach,
Florida
|
$0
|
-$60.7M
|
0
|
–
|
Closed
|
|
|
1204
|
Aris Wealth Services
State College,
Pennsylvania
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
1205
|
Arrowgrass Capital Partners (US)
Dover,
Delaware
|
$0
|
-$2.48M
|
0
|
–
|
Closed
|
|
|
1206
|
Azzad Asset Management
Falls Church,
Virginia
|
$0
|
-$200K
|
0
|
–
|
Closed
|
|
|
1207
|
Banced Corp
Edwardsville,
Illinois
|
$0
|
-$214K
|
0
|
–
|
Closed
|
|
|
1208
|
Bartlett & Co
Cincinnati,
Ohio
|
$0
|
-$173K
|
0
|
–
|
Closed
|
|
|
1209
|
BRC Investment Management
Greenwood Village,
Colorado
|
$0
|
-$767K
|
0
|
–
|
Closed
|
|
|
1210
|
B. Riley Wealth Management
Memphis,
Tennessee
|
$0
|
-$91K
|
0
|
–
|
Closed
|
|
|
1211
|
Caerus Global Investors
New York
|
$0
|
-$1.4M
|
0
|
–
|
Closed
|
|
|
1212
|
Calamos Wealth Management
Naperville,
Illinois
|
$0
|
-$605K
|
0
|
–
|
Closed
|
|
|
1213
|
Caldwell & Orkin
Norcross,
Georgia
|
$0
|
-$2.6M
|
0
|
–
|
Closed
|
|
|
1214
|
Camelot Portfolios
Maumee,
Ohio
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
1215
|
Capstone Financial Advisors
Downers Grove,
Illinois
|
$0
|
-$77K
|
0
|
–
|
Closed
|
|
|
1216
|
CapWealth Advisors
Franklin,
Tennessee
|
$0
|
-$30K
|
0
|
–
|
Closed
|
|
|
1217
|
Carnegie Investment Counsel
Pepper Pike,
Ohio
|
$0
|
-$209K
|
0
|
–
|
Closed
|
|
|
1218
|
CKW Financial Group
Honolulu,
Hawaii
|
$0
|
-$10K
|
0
|
–
|
Closed
|
|
|
1219
|
CLA (CliftonLarsonAllen) Wealth Advisors
Minneapolis,
Minnesota
|
$0
|
-$424K
|
0
|
–
|
Closed
|
|
|
1220
|
Connable Office Inc
Kalamazoo,
Michigan
|
$0
|
-$224K
|
0
|
–
|
Closed
|
|
|
1221
|
|
$0
|
-$872K
|
0
|
–
|
Closed
|
|
|
1222
|
CPWM LLC
Seattle,
Washington
|
$0
|
-$498K
|
0
|
–
|
Closed
|
|
|
1223
|
Cubic Asset Management
Boston,
Massachusetts
|
$0
|
-$2.77M
|
0
|
–
|
Closed
|
|
|
1224
|
Deltec Asset Management
New York
|
$0
|
-$549K
|
0
|
–
|
Closed
|
|
|
1225
|
DePrince Race & Zollo Inc (DRZ)
Winter Park,
Florida
|
$0
|
-$2.67M
|
0
|
–
|
Closed
|
|