|
1501
|
Global Financial Private Client
Sarasota,
Florida
|
$1.12K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1502
|
Duncker Streett & Co
St. Louis,
Missouri
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1503
|
Ironwood Financial
Tucson,
Arizona
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1504
|
Joseph P. Lucia & Associates
Yorktown Heights,
New York
|
$1K
|
+$1.26K
|
1
|
0%
|
New
|
|
|
1505
|
Laurel Wealth Advisors (North Carolina)
Charlotte,
North Carolina
|
$1K
|
+$487
|
1
|
0%
|
New
|
|
|
1506
|
Norway Savings Bank
Portland,
Maine
|
$1K
|
-$1K
|
1
|
0%
|
Reduced
|
|
|
1507
|
44 Wealth Management
Eugene,
Oregon
|
$0
|
-$226K
|
0
|
–
|
Closed
|
|
|
1508
|
Abner Herrman & Brock
Jersey City,
New Jersey
|
$0
|
-$243K
|
0
|
–
|
Closed
|
|
|
1509
|
ADE LLC
Baltimore,
Maryland
|
$0
|
-$17K
|
0
|
–
|
Closed
|
|
|
1510
|
AJO LP
Philadelphia,
Pennsylvania
|
$0
|
-$3.02M
|
0
|
–
|
Closed
|
|
|
1511
|
Altus Wealth Group
Colorado Springs,
Colorado
|
$0
|
-$29K
|
0
|
–
|
Closed
|
|
|
1512
|
Appian Way Asset Management
New York
|
$0
|
-$3.19M
|
0
|
–
|
Closed
|
|
|
1513
|
AQR Arbitrage
Greenwich,
Connecticut
|
$0
|
-$642K
|
0
|
–
|
Closed
|
|
|
1514
|
Asahi Life Asset Management
Tokyo,
Japan
|
$0
|
-$1.92M
|
0
|
–
|
Closed
|
|
|
1515
|
Aspire Private Capital
Cornelius,
North Carolina
|
$0
|
-$153K
|
0
|
–
|
Closed
|
|
|
1516
|
Bank Julius Baer & Co
Zurich,
Switzerland
|
$0
|
-$4.43M
|
0
|
–
|
Closed
|
|
|
1517
|
Barnett & Company
Chattanooga,
Tennessee
|
$0
|
-$29K
|
0
|
–
|
Closed
|
|
|
1518
|
Baron Silver Stevens Financial Advisors
Boca Raton,
Florida
|
$0
|
-$10K
|
0
|
–
|
Closed
|
|
|
1519
|
Barrow, Hanley, Mewhinney & Strauss
Dallas,
Texas
|
$0
|
-$90K
|
0
|
–
|
Closed
|
|
|
1520
|
Bay Harbor Wealth Management
Hunt Valley,
Maryland
|
$0
|
-$31K
|
0
|
–
|
Closed
|
|
|
1521
|
B, B, H, & B Inc
Birmingham,
Alabama
|
$0
|
-$19K
|
0
|
–
|
Closed
|
|
|
1522
|
|
$0
|
-$254K
|
0
|
–
|
Closed
|
|
|
1523
|
B&D White Capital Company
Lakeway,
Texas
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
1524
|
Beacon Financial Advisory
Cleveland,
Ohio
|
$0
|
-$606K
|
0
|
–
|
Closed
|
|
|
1525
|
Beutel, Goodman & Co
Toronto,
Ontario, Canada
|
$0
|
-$303K
|
0
|
–
|
Closed
|
|