|
1301
|
Horan Securities
Cincinnati,
United States
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1302
|
Interval Partners
New York
|
$0
|
-$14M
|
0
|
–
|
Closed
|
|
|
1303
|
Ironwood Financial
Tucson,
Arizona
|
$0
|
-$10K
|
1
|
0%
|
Reduced
|
|
|
1304
|
Janiczek Wealth Management
Denver,
Colorado
|
$0
|
-$17K
|
0
|
–
|
Closed
|
|
|
1305
|
JFS Wealth Advisors
Hermitage,
Pennsylvania
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1306
|
Julex Capital Management
Wellesley,
Massachusetts
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1307
|
Jump Trading
Chicago,
Illinois
|
$0
|
-$302K
|
0
|
–
|
Closed
|
|
|
1308
|
Jupiter Investment Management
London,
United Kingdom
|
$0
|
-$5.67M
|
0
|
–
|
Closed
|
|
|
1309
|
Kavar Capital Partners Group
Leawood,
Kansas
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
1310
|
Larson Financial Group
St Louis,
Missouri
|
$0
|
-$6K
|
1
|
0%
|
Reduced
|
|
|
1311
|
Laurel Wealth Advisors (North Carolina)
Charlotte,
North Carolina
|
$0
|
+$427
|
1
|
0%
|
New
|
|
|
1312
|
Level Four Advisory Services
Dallas,
Texas
|
$0
|
-$225K
|
0
|
–
|
Closed
|
|
|
1313
|
LifePlan Financial Group
Dayton,
Ohio
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1314
|
|
$0
|
-$217K
|
0
|
–
|
Closed
|
|
|
1315
|
Lord, Abbett & Co
Jersey City,
New Jersey
|
$0
|
-$20.4M
|
0
|
–
|
Closed
|
|
|
1316
|
Lowe Wealth Advisors
Columbia,
Maryland
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1317
|
Magnetar Financial
Evanston,
Illinois
|
$0
|
-$1.09M
|
0
|
–
|
Closed
|
|
|
1318
|
Manchester Financial
Westlake Village,
California
|
$0
|
-$13K
|
0
|
–
|
Closed
|
|
|
1319
|
Marshall Wace Asia
Central,
Hong Kong
|
$0
|
-$379K
|
0
|
–
|
Closed
|
|
|
1320
|
Maverick Capital
Dallas,
Texas
|
$0
|
-$2.91M
|
0
|
–
|
Closed
|
|
|
1321
|
Mercer Capital Advisers
Little Silver,
New Jersey
|
$0
|
-$31K
|
0
|
–
|
Closed
|
|
|
1322
|
Meridian Wealth Management
Lexington,
Kentucky
|
$0
|
-$34.7K
|
0
|
–
|
Closed
|
|
|
1323
|
Migdal Insurance & Financial Holdings
Petach Tikva,
Israel
|
$0
|
-$132K
|
0
|
–
|
Closed
|
|
|
1324
|
MKD Wealth Coaches
Troy,
Michigan
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1325
|
Montag & Associates
Atlanta,
Georgia
|
$0
|
-$327K
|
0
|
–
|
Closed
|
|
