|
1851
|
Mechanics Bank - Trust Department
Walnut Creek,
California
|
$0
|
-$303K
|
0
|
–
|
Closed
|
|
|
1852
|
M Holdings Securities
Portland,
Oregon
|
$0
|
-$284K
|
0
|
–
|
Closed
|
|
|
1853
|
Monarch Partners Asset Management
Boston,
Massachusetts
|
$0
|
-$6.56M
|
0
|
–
|
Closed
|
|
|
1854
|
MUFG Securities EMEA
London,
United Kingdom
|
$0
|
-$1.34M
|
0
|
–
|
Closed
|
|
|
1855
|
New World Advisors
Hingham,
Massachusetts
|
$0
|
-$79K
|
0
|
–
|
Closed
|
|
|
1856
|
Nomura Holdings
Tokyo,
Japan
|
$0
|
-$27.2M
|
0
|
–
|
Closed
|
|
|
1857
|
Northwest Wealth Management
Spencer,
Iowa
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1858
|
Old West Investment Management
Los Angeles,
California
|
$0
|
-$384K
|
0
|
–
|
Closed
|
|
|
1859
|
Omnia Family Wealth
Aventura,
Florida
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1860
|
One Wealth Advisors
San Francisco,
California
|
$0
|
-$12K
|
0
|
–
|
Closed
|
|
|
1861
|
Paradigm Asset Management
New York
|
$0
|
-$421K
|
0
|
–
|
Closed
|
|
|
1862
|
Parametrica Management
Wanchai,
Hong Kong
|
$0
|
-$202K
|
0
|
–
|
Closed
|
|
|
1863
|
Parisi Gray Wealth Management
Mendham,
New Jersey
|
$0
|
-$58K
|
0
|
–
|
Closed
|
|
|
1864
|
Pendal Group
Sydney,
Australia
|
$0
|
-$831K
|
0
|
–
|
Closed
|
|
|
1865
|
Pentwater Capital Management
Naples,
Florida
|
$0
|
-$177K
|
0
|
–
|
Closed
|
|
|
1866
|
PointState Capital
New York
|
$0
|
-$4.18M
|
0
|
–
|
Closed
|
|
|
1867
|
Polaris Wealth Advisory Group
San Rafael,
California
|
$0
|
-$3.19M
|
0
|
–
|
Closed
|
|
|
1868
|
Premia Global Advisors
Coral Gables,
Florida
|
$0
|
-$448K
|
0
|
–
|
Closed
|
|
|
1869
|
Price Capital Management
Lafayette,
Louisiana
|
$0
|
-$430K
|
0
|
–
|
Closed
|
|
|
1870
|
PRW Wealth Management
Quincy,
Massachusetts
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
1871
|
Raffa Wealth Management
Washington,
District of Columbia
|
$0
|
-$9.85K
|
0
|
–
|
Closed
|
|
|
1872
|
Raging Capital Management
Rocky Hill,
New Jersey
|
$0
|
-$900K
|
0
|
–
|
Closed
|
|
|
1873
|
Sandhill Capital Partners
Buffalo,
New York
|
$0
|
-$414K
|
0
|
–
|
Closed
|
|
|
1874
|
Sawgrass Asset Management
Ponte Vedra Beach,
Florida
|
$0
|
-$543K
|
0
|
–
|
Closed
|
|
|
1875
|
Sciencast Management
Princeton,
New Jersey
|
$0
|
-$813K
|
0
|
–
|
Closed
|
|