|
551
|
Baird Financial Group
Milwaukee,
Wisconsin
|
$0
|
-$272K
|
0
|
–
|
Closed
|
|
|
552
|
Bank of Nova Scotia
Toronto,
Ontario, Canada
|
$0
|
-$588K
|
0
|
–
|
Closed
|
|
|
553
|
Brightline Capital Management
Miami,
Florida
|
$0
|
-$2.06M
|
0
|
–
|
Closed
|
|
|
554
|
Brookstone Capital Management
Wheaton,
Illinois
|
$0
|
-$1.29M
|
0
|
–
|
Closed
|
|
|
555
|
Capital Advisors Ltd
Shaker Heights,
Ohio
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
556
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
$0
|
-$42K
|
0
|
–
|
Closed
|
|
|
557
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
$0
|
-$46K
|
0
|
–
|
Closed
|
|
|
558
|
Citizens Financial Group
Providence,
Rhode Island
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
559
|
Clark Estates Inc
New York
|
$0
|
-$2.42M
|
0
|
–
|
Closed
|
|
|
560
|
Clear Investment Research
Alpharetta,
Georgia
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
561
|
Commerce Bank
Kansas City,
Missouri
|
$0
|
-$243K
|
0
|
–
|
Closed
|
|
|
562
|
Contrarian Capital Management
Greenwich,
Connecticut
|
$0
|
-$512K
|
0
|
–
|
Closed
|
|
|
563
|
Country Club Trust
Kansas City,
Missouri
|
$0
|
-$197K
|
0
|
–
|
Closed
|
|
|
564
|
Credit Capital Investments
Livingston,
New Jersey
|
$0
|
-$545K
|
0
|
–
|
Closed
|
|
|
565
|
Delta Investment Management
San Francisco,
California
|
$0
|
-$308K
|
0
|
–
|
Closed
|
|
|
566
|
Denver PWM
Denver,
Colorado
|
$0
|
-$2.6K
|
0
|
–
|
Closed
|
|
|
567
|
Ellis Investment Partners
Berwyn,
Pennsylvania
|
$0
|
-$10K
|
0
|
–
|
Closed
|
|
|
568
|
Euclidean Technologies Management
Seattle,
Washington
|
$0
|
-$1.9M
|
0
|
–
|
Closed
|
|
|
569
|
Fieldpoint Private Securities
Greenwich,
Connecticut
|
$0
|
-$22K
|
0
|
–
|
Closed
|
|
|
570
|
Financial Gravity Asset Management
Lakeway,
Texas
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
571
|
First Eagle Investment Management
New York
|
$0
|
-$27.9M
|
0
|
–
|
Closed
|
|
|
572
|
Gargoyle Investment Advisor
Englewood,
New Jersey
|
$0
|
-$234K
|
0
|
–
|
Closed
|
|
|
573
|
Glassman Wealth Services
Vienna,
Virginia
|
$0
|
-$23
|
1
|
0%
|
Reduced
|
|
|
574
|
Global Wealth Management Investment Advisory
Fort Lauderdale,
Florida
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
575
|
Golden State Wealth Management
Santa Ana,
California
|
$0
|
-$217K
|
0
|
–
|
Closed
|
|