|
401
|
Buckingham Capital Management (Ohio)
Dayton,
Ohio
|
$0
|
-$323K
|
0
|
–
|
Closed
|
|
|
402
|
Calamos Advisors
Naperville,
Illinois
|
$0
|
-$991K
|
0
|
–
|
Closed
|
|
|
403
|
Calamos Wealth Management
Naperville,
Illinois
|
$0
|
-$223K
|
0
|
–
|
Closed
|
|
|
404
|
Cetera Advisor Networks
El Segundo,
California
|
$0
|
-$267K
|
0
|
–
|
Closed
|
|
|
405
|
CIBC World Market
Toronto,
Ontario, Canada
|
$0
|
-$610K
|
0
|
–
|
Closed
|
|
|
406
|
Convergence Investment Partners
Palm Beach Gardens,
Florida
|
$0
|
-$909K
|
0
|
–
|
Closed
|
|
|
407
|
Country Trust Bank
Bloomington,
Illinois
|
$0
|
-$1.01K
|
0
|
–
|
Closed
|
|
|
408
|
Curbstone Financial Management Corp
Manchester,
New Hampshire
|
$0
|
-$276K
|
0
|
–
|
Closed
|
|
|
409
|
Davidson Investment Advisors
Great Falls,
Montana
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
410
|
Dean Capital Management
Overland Park,
Kansas
|
$0
|
-$37K
|
0
|
–
|
Closed
|
|
|
411
|
Dean Investment Associates
Beavercreek,
Ohio
|
$0
|
-$656K
|
0
|
–
|
Closed
|
|
|
412
|
Dupont Capital Management
Wilmington,
Delaware
|
$0
|
-$373K
|
0
|
–
|
Closed
|
|
|
413
|
First City Capital Management
Savannah,
Georgia
|
$0
|
-$7.58K
|
0
|
–
|
Closed
|
|
|
414
|
HBK Sorce Advisory
Erie,
Pennsylvania
|
$0
|
-$233K
|
0
|
–
|
Closed
|
|
|
415
|
Homrich & Berg
Atlanta,
Georgia
|
$0
|
-$776K
|
0
|
–
|
Closed
|
|
|
416
|
Index Management Solutions
Philadelphia,
Pennsylvania
|
$0
|
-$939K
|
0
|
–
|
Closed
|
|
|
417
|
|
$0
|
-$154K
|
0
|
–
|
Closed
|
|
|
418
|
JP Morgan Private Wealth Advisors
San Francisco,
California
|
$0
|
-$220K
|
0
|
–
|
Closed
|
|
|
419
|
Lazard Asset Management
New York
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
420
|
Manchester Capital Management
Manchester,
Vermont
|
$0
|
-$10K
|
0
|
–
|
Closed
|
|
|
421
|
Martingale Asset Management
Boston,
Massachusetts
|
$0
|
-$1.62M
|
0
|
–
|
Closed
|
|
|
422
|
Massachusetts Financial Services
Boston,
Massachusetts
|
$0
|
-$587K
|
0
|
–
|
Closed
|
|
|
423
|
M Holdings Securities
Portland,
Oregon
|
$0
|
-$24K
|
0
|
–
|
Closed
|
|
|
424
|
NatWest Group
Edinburgh, Scotland,
United Kingdom
|
$0
|
-$275K
|
0
|
–
|
Closed
|
|
|
425
|
Nomura Holdings
Tokyo,
Japan
|
$0
|
-$293K
|
0
|
–
|
Closed
|
|
