|
1401
|
Axxcess Wealth Management
Carlsbad,
California
|
$0
|
-$221K
|
0
|
–
|
Closed
|
|
|
1402
|
Banque Cantonale Vaudoise
Lausanne,
Switzerland
|
$0
|
-$34K
|
0
|
–
|
Closed
|
|
|
1403
|
Bard Associates
Chicago,
Illinois
|
$0
|
-$84.6K
|
0
|
–
|
Closed
|
|
|
1404
|
Bar Harbor Wealth Management
Concord,
New Hampshire
|
$0
|
-$224K
|
0
|
–
|
Closed
|
|
|
1405
|
Bayforest Capital
London,
United Kingdom
|
$0
|
-$10.8K
|
0
|
–
|
Closed
|
|
|
1406
|
Bearing Point Capital
Bloomington,
Minnesota
|
$0
|
-$243K
|
0
|
–
|
Closed
|
|
|
1407
|
Beck Bode LLC
Dedham,
Massachusetts
|
$0
|
-$14.4M
|
0
|
–
|
Closed
|
|
|
1408
|
Blume Capital Management
Berkeley,
California
|
$0
|
-$3.52K
|
0
|
–
|
Closed
|
|
|
1409
|
Boothbay Fund Management
New York
|
$0
|
-$341K
|
0
|
–
|
Closed
|
|
|
1410
|
Bouvel Investment Partners
Phoenixville,
Pennsylvania
|
$0
|
-$433K
|
0
|
–
|
Closed
|
|
|
1411
|
Burkehill Global Management
New York
|
$0
|
-$9.86M
|
0
|
–
|
Closed
|
|
|
1412
|
Caisse de Depot et Placement du Quebec (CDPQ)
Montreal,
Quebec, Canada
|
$0
|
-$1.38M
|
0
|
–
|
Closed
|
|
|
1413
|
Canandaigua National Bank & Trust
Canandaigua,
New York
|
$0
|
-$202K
|
0
|
–
|
Closed
|
|
|
1414
|
Capital Fund Management (CFM)
Paris,
France
|
$0
|
-$997K
|
0
|
–
|
Closed
|
|
|
1415
|
Capital Group Private Client Services
Los Angeles,
California
|
$0
|
-$231K
|
0
|
–
|
Closed
|
|
|
1416
|
Caption Management
Oklahoma City,
Oklahoma
|
$0
|
-$91.4K
|
0
|
–
|
Closed
|
|
|
1417
|
Carolinas Wealth Consulting
Charlotte,
North Carolina
|
$0
|
-$13.8K
|
0
|
–
|
Closed
|
|
|
1418
|
Caxton Associates (UK)
London,
|
$0
|
-$517K
|
0
|
–
|
Closed
|
|
|
1419
|
Ceeto Capital Group
Coral Gables,
Florida
|
$0
|
-$212K
|
0
|
–
|
Closed
|
|
|
1420
|
|
$0
|
-$111K
|
0
|
–
|
Closed
|
|
|
1421
|
Certuity
North Palm Beach,
Florida
|
$0
|
-$6.05K
|
0
|
–
|
Closed
|
|
|
1422
|
China Universal Asset Management Company
Shanghai,
China
|
$0
|
-$57.5K
|
0
|
–
|
Closed
|
|
|
1423
|
Claro Advisors
Boston,
Massachusetts
|
$0
|
-$12.3K
|
0
|
–
|
Closed
|
|
|
1424
|
Compass Wealth Management
Guilford,
Connecticut
|
$0
|
-$52.1K
|
0
|
–
|
Closed
|
|
|
1425
|
Continuum Advisory
Eagle,
Idaho
|
$0
|
-$74.4K
|
0
|
–
|
Closed
|
|