|
1201
|
Highlander Capital Management
Short Hills,
New Jersey
|
$0
|
-$139K
|
0
|
–
|
Closed
|
|
|
1202
|
Horizon Investments
Charlotte,
North Carolina
|
$0
|
-$1.14M
|
0
|
–
|
Closed
|
|
|
1203
|
IMA Advisory Services
Denver,
Colorado
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1204
|
INR Advisory Services
Media,
Pennsylvania
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1205
|
IPG Investment Advisors
San Diego,
California
|
$0
|
-$267K
|
0
|
–
|
Closed
|
|
|
1206
|
Itau Unibanco Holding S.A.
Sao Paulo,
Brazil
|
$0
|
-$245K
|
0
|
–
|
Closed
|
|
|
1207
|
Jackson Grant Investment Advisers
Stamford,
Connecticut
|
$0
|
-$9K
|
0
|
–
|
Closed
|
|
|
1208
|
|
$0
|
-$447K
|
0
|
–
|
Closed
|
|
|
1209
|
JNBA Financial Advisors
Bloomington,
Minnesota
|
$0
|
-$96K
|
0
|
–
|
Closed
|
|
|
1210
|
Jolley Asset Management
Rocky Mount,
North Carolina
|
$0
|
-$40K
|
0
|
–
|
Closed
|
|
|
1211
|
K2 Principal Fund
Toronto,
Ontario, Canada
|
$0
|
-$3.48M
|
0
|
–
|
Closed
|
|
|
1212
|
Kylin Management
New York
|
$0
|
-$9.18M
|
0
|
–
|
Closed
|
|
|
1213
|
Marshall Wace North America
New York
|
$0
|
-$1.2M
|
0
|
–
|
Closed
|
|
|
1214
|
Midwest Professional Planners Ltd (MPPL)
Wausau,
Wisconsin
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1215
|
Monroe Bank & Trust
Monroe,
Michigan
|
$0
|
-$242K
|
0
|
–
|
Closed
|
|
|
1216
|
Nomura Holdings
Tokyo,
Japan
|
$0
|
-$457K
|
0
|
–
|
Closed
|
|
|
1217
|
Pathway Financial Advisors
South Burlington,
Vermont
|
$0
|
-$91K
|
0
|
–
|
Closed
|
|
|
1218
|
Peak Capital Management
Greenwood Village,
Colorado
|
$0
|
-$1.17M
|
0
|
–
|
Closed
|
|
|
1219
|
Pictet North America Advisors
Geneva 73,
Switzerland
|
$0
|
-$157K
|
0
|
–
|
Closed
|
|
|
1220
|
Pinnacle Advisory Group
Columbia,
Maryland
|
$0
|
-$216K
|
0
|
–
|
Closed
|
|
|
1221
|
Pioneer Trust Bank
Salem,
Oregon
|
$0
|
-$218K
|
0
|
–
|
Closed
|
|
|
1222
|
Poehling Capital Management
Madison,
Wisconsin
|
$0
|
-$116K
|
0
|
–
|
Closed
|
|
|
1223
|
PointState Capital
New York
|
$0
|
-$1.02M
|
0
|
–
|
Closed
|
|
|
1224
|
Price Wealth
Austin,
Texas
|
$0
|
-$7K
|
0
|
–
|
Closed
|
|
|
1225
|
Prime Capital Investment Advisors
Overland Park,
Kansas
|
$0
|
-$36K
|
0
|
–
|
Closed
|
|