|
1101
|
Ironwood Financial
Tucson,
Arizona
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1102
|
Jacobs & Co
San Francisco,
California
|
$0
|
-$221K
|
0
|
–
|
Closed
|
|
|
1103
|
|
$0
|
-$2.3M
|
0
|
–
|
Closed
|
|
|
1104
|
Jennison Associates
New York
|
$0
|
-$5.77M
|
0
|
–
|
Closed
|
|
|
1105
|
Joseph P. Lucia & Associates
Yorktown Heights,
New York
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1106
|
Keebeck Wealth Management
Chicago,
Illinois
|
$0
|
-$22K
|
0
|
–
|
Closed
|
|
|
1107
|
|
$0
|
-$301K
|
0
|
–
|
Closed
|
|
|
1108
|
Key Financial Inc
West Chester,
Pennsylvania
|
$0
|
-$211K
|
0
|
–
|
Closed
|
|
|
1109
|
Kore Private Wealth
New York
|
$0
|
-$56K
|
0
|
–
|
Closed
|
|
|
1110
|
Koshinski Asset Management
Decatur,
Illinois
|
$0
|
-$417K
|
0
|
–
|
Closed
|
|
|
1111
|
Lake Street Advisors Group
Portsmouth,
New Hampshire
|
$0
|
-$246K
|
0
|
–
|
Closed
|
|
|
1112
|
Lesa Sroufe & Co
Seattle,
Washington
|
$0
|
-$1.12M
|
0
|
–
|
Closed
|
|
|
1113
|
Lloyd Advisory Services
Suwanee,
Georgia
|
$0
|
-$108K
|
0
|
–
|
Closed
|
|
|
1114
|
Luther King Capital Management (LKCM)
Fort Worth,
Texas
|
$0
|
-$258K
|
0
|
–
|
Closed
|
|
|
1115
|
Macroview Investment Management
Bethesda,
Maryland
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1116
|
Mariner Independent Advisor Network
Overland Park,
Kansas
|
$0
|
-$742K
|
0
|
–
|
Closed
|
|
|
1117
|
Members Trust
Tampa,
Florida
|
$0
|
-$429K
|
0
|
–
|
Closed
|
|
|
1118
|
MFA Wealth Advisors
Pittsburgh,
Pennsylvania
|
$0
|
-$9.19K
|
0
|
–
|
Closed
|
|
|
1119
|
Mid Atlantic Financial Management
Pittsburgh,
Pennsylvania
|
$0
|
-$613K
|
0
|
–
|
Closed
|
|
|
1120
|
Migdal Insurance & Financial Holdings
Petach Tikva,
Israel
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1121
|
Mitchell Capital Management
Leawood,
Kansas
|
$0
|
-$319K
|
0
|
–
|
Closed
|
|
|
1122
|
Montgomery Investment Management
Rockville,
Maryland
|
$0
|
-$226K
|
0
|
–
|
Closed
|
|
|
1123
|
MV Capital Management
Bethesda,
Maryland
|
$0
|
-$18K
|
0
|
–
|
Closed
|
|
|
1124
|
Nations Financial Group
Cedar Rapids,
Iowa
|
$0
|
-$219K
|
0
|
–
|
Closed
|
|
|
1125
|
NBT Bank
Norwich,
New York
|
$0
|
-$264K
|
0
|
–
|
Closed
|
|