|
1101
|
Ashburton (Jersey)
St Helier,
Jersey
|
$0
|
-$64K
|
0
|
–
|
Closed
|
|
|
1102
|
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1103
|
Bayesian Capital Management
Brooklyn,
New York
|
$0
|
-$296K
|
0
|
–
|
Closed
|
|
|
1104
|
Beck Capital Management
Austin,
Texas
|
$0
|
-$237K
|
0
|
–
|
Closed
|
|
|
1105
|
Bluefin Capital Management
New York
|
$0
|
-$6.88M
|
0
|
–
|
Closed
|
|
|
1106
|
Boothbay Fund Management
New York
|
$0
|
-$4.33M
|
0
|
–
|
Closed
|
|
|
1107
|
Bridgeway Capital Management
Houston,
Texas
|
$0
|
-$33K
|
0
|
–
|
Closed
|
|
|
1108
|
BSW Wealth Partners
Boulder,
Colorado
|
$0
|
-$90K
|
0
|
–
|
Closed
|
|
|
1109
|
Campbell & Co Investment Adviser
Baltimore,
Maryland
|
$0
|
-$263K
|
0
|
–
|
Closed
|
|
|
1110
|
Capital Advisory Group Advisory Services
Bloomington,
Minnesota
|
$0
|
-$40K
|
0
|
–
|
Closed
|
|
|
1111
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
$0
|
-$27K
|
0
|
–
|
Closed
|
|
|
1112
|
Centerpoint Advisors
Needham,
Massachusetts
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1113
|
|
$0
|
-$198K
|
0
|
–
|
Closed
|
|
|
1114
|
Clare Market Investments
Dallas,
Texas
|
$0
|
-$435K
|
0
|
–
|
Closed
|
|
|
1115
|
Clear Investment Research
Alpharetta,
Georgia
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1116
|
CMT Capital Markets Trading
Frankfurt,
Germany
|
$0
|
-$3.45M
|
0
|
–
|
Closed
|
|
|
1117
|
Creative Financial Designs
Kokomo,
Indiana
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1118
|
Dumont & Blake Investment Advisors
Princeton,
New Jersey
|
$0
|
-$346K
|
0
|
–
|
Closed
|
|
|
1119
|
Dynamic Technology Lab
Singapore
|
$0
|
-$602K
|
0
|
–
|
Closed
|
|
|
1120
|
Easterly Investment Partners
Beverly,
Massachusetts
|
$0
|
-$98K
|
0
|
–
|
Closed
|
|
|
1121
|
Electron Capital Partners
New York
|
$0
|
-$9.86M
|
0
|
–
|
Closed
|
|
|
1122
|
Ellis Investment Partners
Berwyn,
Pennsylvania
|
$0
|
-$24K
|
0
|
–
|
Closed
|
|
|
1123
|
Elmwood Wealth Management
Berkeley,
California
|
$0
|
-$15K
|
0
|
–
|
Closed
|
|
|
1124
|
Emerson Point Capital
Larchmont,
New York
|
$0
|
-$666K
|
0
|
–
|
Closed
|
|
|
1125
|
Employees Provident Fund Board
Shah Alam,
Malaysia
|
$0
|
-$34.2M
|
0
|
–
|
Closed
|
|