|
801
|
Pflug Koory
Omaha,
Nebraska
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
802
|
Appropriate Balance Financial Services
Bellevue,
Washington
|
$2.16K
|
-$441K
|
1
|
0.11%
|
Reduced
|
|
|
803
|
AssetMark Inc
Concord,
California
|
$2K
|
-$63.4K
|
2
|
0%
|
Reduced
|
|
|
804
|
Jump Trading
Chicago,
Illinois
|
$2K
|
-$224K
|
1
|
0%
|
Reduced
|
|
|
805
|
Beacon Capital Management Inc (Ohio)
Dayton,
Ohio
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
806
|
Howe & Rusling
Rochester,
New York
|
$1K
|
+$1.48K
|
1
|
0%
|
New
|
|
|
807
|
Kernodle & Katon Asset Management Group
Searcy,
Arkansas
|
$1K
|
+$1.01K
|
1
|
0%
|
New
|
|
|
808
|
Kistler-Tiffany Companies
Berwyn,
Pennsylvania
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
809
|
Lee Financial
Dallas,
Texas
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
810
|
Ruggie Capital Group
Tavares,
Florida
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
811
|
ALPS Advisors
Denver,
Colorado
|
$0
|
-$224K
|
0
|
–
|
Closed
|
|
|
812
|
|
$0
|
-$427K
|
0
|
–
|
Closed
|
|
|
813
|
Ancora Advisors
Cleveland,
Ohio
|
$0
|
-$367K
|
0
|
–
|
Closed
|
|
|
814
|
Apertura Capital
Dallas,
Texas
|
$0
|
-$3.21M
|
0
|
–
|
Closed
|
|
|
815
|
|
$0
|
-$374K
|
0
|
–
|
Closed
|
|
|
816
|
Arxis Securities
New York
|
$0
|
-$16.2M
|
0
|
–
|
Closed
|
|
|
817
|
Asset Dedication LLC
San Francisco,
California
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
818
|
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
819
|
Assured Investment Management
New York
|
$0
|
-$2.96M
|
0
|
–
|
Closed
|
|
|
820
|
Avior Wealth Management
Omaha,
Nebraska
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
821
|
Barings
Charlotte,
North Carolina
|
$0
|
-$214K
|
0
|
–
|
Closed
|
|
|
822
|
Bayesian Capital Management
Brooklyn,
New York
|
$0
|
-$1.52M
|
0
|
–
|
Closed
|
|
|
823
|
BBVA USA Bancshares
Houston,
Texas
|
$0
|
-$279K
|
0
|
–
|
Closed
|
|
|
824
|
Blue Ridge Capital
New York
|
$0
|
-$34.5M
|
0
|
–
|
Closed
|
|
|
825
|
Bruderman Asset Management
Locust Valley,
New York
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|