|
2001
|
New Capital Management
Houston,
Texas
|
$9K
|
$0
|
1
|
0.02%
|
Maintained
|
|
|
2002
|
Exane Derivatives
Paris,
France
|
$8.85K
|
-$13.6K
|
5
|
0%
|
Reduced
|
|
|
2003
|
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
|
$6K
|
$0
|
1
|
0%
|
Maintained
|
|
|
2004
|
Clear Perspective Advisors
Aurora,
Illinois
|
$6K
|
$0
|
1
|
0%
|
Maintained
|
|
|
2005
|
Butensky & Cohen Financial Security
Ponte Vedra Beach,
Florida
|
$5K
|
-$3.98K
|
1
|
0%
|
Reduced
|
|
|
2006
|
Financial Engines Advisors
Santa Clara,
California
|
$5K
|
+$5.31K
|
2
|
0%
|
New
|
|
|
2007
|
Prentiss Smith & Co
Brattleboro,
Vermont
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
2008
|
Cedar Wealth Management
Walnut Creek,
California
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
2009
|
Somerset Trust
Somerset,
Pennsylvania
|
$4K
|
+$3.64K
|
1
|
0%
|
New
|
|
|
2010
|
Fusion Family Wealth
Woodbury,
New York
|
$3K
|
-$10.3K
|
1
|
0%
|
Reduced
|
|
|
2011
|
Liberty Capital Management
Birmingham,
Michigan
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
2012
|
Glassman Wealth Services
Vienna,
Virginia
|
$2K
|
-$5.33K
|
2
|
0%
|
Reduced
|
|
|
2013
|
Group One Trading
Chicago,
Illinois
|
$2K
|
-$295K
|
1
|
0%
|
Reduced
|
|
|
2014
|
Wealthcare Capital Management
Richmond,
Virginia
|
$2K
|
$0
|
2
|
0%
|
Maintained
|
|
|
2015
|
Kelly Lawrence W & Associates
Pasadens,
California
|
$1K
|
+$1.03K
|
2
|
0%
|
New
|
|
|
2016
|
Magee Thomson Investment Partners
San Diego,
California
|
$1K
|
-$5.97M
|
1
|
0%
|
Reduced
|
|
|
2017
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
+$110
|
1
|
0%
|
Increased
|
|
|
2018
|
Sun Life Financial
Toronto,
Ontario, Canada
|
$434
|
+$7.24K
|
2
|
0%
|
New
|
|
|
2019
|
Accredited Investors
Edina,
Minnesota
|
$0
|
-$296K
|
0
|
–
|
Closed
|
|
|
2020
|
AidennLair Capital Management
New York
|
$0
|
-$4.61M
|
0
|
–
|
Closed
|
|
|
2021
|
AlphaOne Investment Services
West Chester,
Pennsylvania
|
$0
|
-$3.3M
|
0
|
–
|
Closed
|
|
|
2022
|
Amerigo Asset Management
George Town,
Cayman Islands
|
$0
|
-$100M
|
0
|
–
|
Closed
|
|
|
2023
|
Anchor Bolt Capital
Chicago,
Illinois
|
$0
|
-$45.1M
|
0
|
–
|
Closed
|
|
|
2024
|
Argentiere Capital
Zug,
Switzerland
|
$0
|
-$2.42M
|
0
|
–
|
Closed
|
|
|
2025
|
Ascend Capital
Orinda,
California
|
$0
|
-$42.3M
|
0
|
–
|
Closed
|
|