|
3201
|
New England Asset Management
Farmington,
Connecticut
|
$0
|
-$2.02M
|
0
|
–
|
Closed
|
|
|
3202
|
Nomura Holdings
Tokyo,
Japan
|
$0
|
-$224K
|
0
|
–
|
Closed
|
|
|
3203
|
Nordwand Advisors
Radnor,
Pennsylvania
|
$0
|
-$4.56M
|
0
|
–
|
Closed
|
|
|
3204
|
Northstar Advisory Group
Northfield,
New Jersey
|
$0
|
-$309K
|
0
|
–
|
Closed
|
|
|
3205
|
North Star Asset Management
Neenah,
Wisconsin
|
$0
|
-$272K
|
0
|
–
|
Closed
|
|
|
3206
|
Nottingham Advisors
Amherst,
New York
|
$0
|
-$237K
|
0
|
–
|
Closed
|
|
|
3207
|
One Wealth Advisors
San Francisco,
California
|
$0
|
-$298K
|
0
|
–
|
Closed
|
|
|
3208
|
Otter Creek Advisors
Palm Beach Gardens,
Florida
|
$0
|
-$7.41M
|
0
|
–
|
Closed
|
|
|
3209
|
Palestra Capital Management
New York
|
$0
|
-$83.3M
|
0
|
–
|
Closed
|
|
|
3210
|
Paragon Associates & Paragon Associates II Joint Venture
Dallas,
Texas
|
$0
|
-$1.42M
|
0
|
–
|
Closed
|
|
|
3211
|
Paragon Wealth Strategies
Jacksonville,
Florida
|
$0
|
-$16.7K
|
0
|
–
|
Closed
|
|
|
3212
|
Passive Capital Management
Baltimore,
Maryland
|
$0
|
-$219K
|
0
|
–
|
Closed
|
|
|
3213
|
Patton Albertson Miller Group
Chattanooga,
Tennessee
|
$0
|
-$228K
|
0
|
–
|
Closed
|
|
|
3214
|
Peak Planning Group
Centennial,
Colorado
|
$0
|
-$201K
|
0
|
–
|
Closed
|
|
|
3215
|
Peterson Financial Group
Des Moines,
Iowa
|
$0
|
-$2.61M
|
0
|
–
|
Closed
|
|
|
3216
|
Phocas Financial Corp
Alameda,
California
|
$0
|
-$8.04K
|
0
|
–
|
Closed
|
|
|
3217
|
Premier Asset Management
Chicago,
Illinois
|
$0
|
-$225K
|
0
|
–
|
Closed
|
|
|
3218
|
PVG Asset Management
Golden,
Colorado
|
$0
|
-$297K
|
0
|
–
|
Closed
|
|
|
3219
|
Quantum Financial Advisors
El Segundo,
California
|
$0
|
-$214K
|
0
|
–
|
Closed
|
|
|
3220
|
QV Investors
Calgary,
Alberta, Canada
|
$0
|
-$439K
|
0
|
–
|
Closed
|
|
|
3221
|
Ramsay Stattman Vela & Price
Colorado Springs,
Colorado
|
$0
|
-$215K
|
0
|
–
|
Closed
|
|
|
3222
|
Red Lighthouse Investment Management
New York
|
$0
|
-$374K
|
0
|
–
|
Closed
|
|
|
3223
|
Redmont Wealth Advisors
Chicago,
Illinois
|
$0
|
-$221K
|
0
|
–
|
Closed
|
|
|
3224
|
Resolute Capital Asset Partners
Denver,
Colorado
|
$0
|
-$2.95M
|
0
|
–
|
Closed
|
|
|
3225
|
Retirement Financial Solutions
Knoxville,
Tennessee
|
$0
|
-$1.29K
|
0
|
–
|
Closed
|
|