|
1401
|
Financial Consulate
Hunt Valley,
Maryland
|
$0
|
-$808K
|
0
|
–
|
Closed
|
|
|
1402
|
Financial Counselors Inc
Overland Park,
Kansas
|
$0
|
-$224K
|
0
|
–
|
Closed
|
|
|
1403
|
FNY Investment Advisers
New York
|
$0
|
-$17K
|
0
|
–
|
Closed
|
|
|
1404
|
Fortis Capital Advisors
Prairie Village,
Kansas
|
$0
|
-$256K
|
0
|
–
|
Closed
|
|
|
1405
|
Gainplan
Bloomfield Hills,
Michigan
|
$0
|
-$308K
|
0
|
–
|
Closed
|
|
|
1406
|
Gerber Kawasaki Wealth & Investment Management
Santa Monica,
California
|
$0
|
-$180K
|
0
|
–
|
Closed
|
|
|
1407
|
Granite FO LLC
Bedford,
New Hampshire
|
$0
|
-$28.6K
|
0
|
–
|
Closed
|
|
|
1408
|
GW Henssler & Associates
Kennesaw,
Georgia
|
$0
|
-$8.41M
|
0
|
–
|
Closed
|
|
|
1409
|
Hamilton Lane Advisors
Conshohocken,
Pennsylvania
|
$0
|
-$2.15M
|
0
|
–
|
Closed
|
|
|
1410
|
Hanseatic Management Services
Albuquerque,
New Mexico
|
$0
|
-$44K
|
0
|
–
|
Closed
|
|
|
1411
|
Harvest Portfolios Group
Oakville,
Ontario, Canada
|
$0
|
-$56.5K
|
0
|
–
|
Closed
|
|
|
1412
|
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Toronto,
Ontario, Canada
|
$0
|
-$11.1M
|
0
|
–
|
Closed
|
|
|
1413
|
Hel Ved Capital Management
Central,
Hong Kong
|
$0
|
-$6.69M
|
0
|
–
|
Closed
|
|
|
1414
|
Industrial Alliance Investment Management
Quebec,
Quebec, Canada
|
$0
|
-$1.18M
|
0
|
–
|
Closed
|
|
|
1415
|
Industry Ventures
San Francisco,
California
|
$0
|
-$126K
|
0
|
–
|
Closed
|
|
|
1416
|
Ionic Capital Management
New York
|
$0
|
-$18.2K
|
0
|
–
|
Closed
|
|
|
1417
|
iSAM Funds (UK)
London,
United Kingdom
|
$0
|
-$393K
|
0
|
–
|
Closed
|
|
|
1418
|
K2 Principal Fund
Toronto,
Ontario, Canada
|
$0
|
-$252K
|
0
|
–
|
Closed
|
|
|
1419
|
Kapitalo Investimentos
Sao Paulo,
Brazil
|
$0
|
-$284K
|
0
|
–
|
Closed
|
|
|
1420
|
Keystone Investors
Singapore
|
$0
|
-$1.55M
|
0
|
–
|
Closed
|
|
|
1421
|
K.J. Harrison & Partners
Toronto,
Ontario, Canada
|
$0
|
-$247K
|
0
|
–
|
Closed
|
|
|
1422
|
Knuff & Co
Foster City,
California
|
$0
|
-$1.1M
|
0
|
–
|
Closed
|
|
|
1423
|
Kovack Advisors
Ft. Lauderdale,
Florida
|
$0
|
-$338K
|
0
|
–
|
Closed
|
|
|
1424
|
Lord, Abbett & Co
Jersey City,
New Jersey
|
$0
|
-$95.5M
|
0
|
–
|
Closed
|
|
|
1425
|
Mach-1 Financial Group
Rogers,
Arkansas
|
$0
|
-$2
|
0
|
–
|
Closed
|
|