|
1401
|
Beaumont Financial Advisors
Needham,
Massachusetts
|
$0
|
-$222K
|
0
|
–
|
Closed
|
|
|
1402
|
Bedel Financial Consulting
Indianapolis,
Indiana
|
$0
|
-$17K
|
0
|
–
|
Closed
|
|
|
1403
|
Bell Bank
Fargo,
North Dakota
|
$0
|
-$7.01M
|
0
|
–
|
Closed
|
|
|
1404
|
Bellwether Advisors
Lincoln,
Nebraska
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
1405
|
Beryl Capital Management
Redondo Beach,
California
|
$0
|
-$3.96M
|
0
|
–
|
Closed
|
|
|
1406
|
BIT Capital
Berlin,
Germany
|
$0
|
-$28K
|
0
|
–
|
Closed
|
|
|
1407
|
Blueprint Investment Partners
Greensboro,
North Carolina
|
$0
|
-$379K
|
0
|
–
|
Closed
|
|
|
1408
|
Breakline Capital
New York
|
$0
|
-$3.36M
|
0
|
–
|
Closed
|
|
|
1409
|
Bridgefront Capital
Austin,
Texas
|
$0
|
-$221K
|
0
|
–
|
Closed
|
|
|
1410
|
B. Riley Wealth Management
Memphis,
Tennessee
|
$0
|
-$346K
|
0
|
–
|
Closed
|
|
|
1411
|
Burleson & Co
Petaluma,
California
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1412
|
Calamos Advisors
Naperville,
Illinois
|
$0
|
-$1.93M
|
0
|
–
|
Closed
|
|
|
1413
|
Calton & Associates
Tampa,
Florida
|
$0
|
-$209K
|
0
|
–
|
Closed
|
|
|
1414
|
Canton Hathaway
Providence,
Rhode Island
|
$0
|
-$84K
|
0
|
–
|
Closed
|
|
|
1415
|
Capital Asset Advisory Services
Williamston,
Michigan
|
$0
|
-$219K
|
0
|
–
|
Closed
|
|
|
1416
|
Capital International
Los Angeles,
California
|
$0
|
-$3.59M
|
0
|
–
|
Closed
|
|
|
1417
|
Capital International Inc
Los Angeles,
California
|
$0
|
-$2.19M
|
0
|
–
|
Closed
|
|
|
1418
|
Capital International Sarl
Los Angeles,
California
|
$0
|
-$1.51M
|
0
|
–
|
Closed
|
|
|
1419
|
Carl Stuart Investment Advisor
Austin,
Texas
|
$0
|
-$24.4K
|
0
|
–
|
Closed
|
|
|
1420
|
Carolina Wealth Advisors
Myrtle Beach,
South Carolina
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1421
|
Cedar Mountain Advisors
Lake Oswego,
Oregon
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1422
|
Cedar Wealth Management
Walnut Creek,
California
|
$0
|
-$64K
|
0
|
–
|
Closed
|
|
|
1423
|
Chickasaw Capital Management
Memphis,
Tennessee
|
$0
|
-$239K
|
0
|
–
|
Closed
|
|
|
1424
|
Clark Capital Management Group
Philadelphia,
Pennsylvania
|
$0
|
-$28.3M
|
0
|
–
|
Closed
|
|
|
1425
|
ClearBridge Investments
New York
|
$0
|
-$202K
|
0
|
–
|
Closed
|
|