|
1401
|
Sageworth Trust
Lancaster,
Pennsylvania
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1402
|
SG3 Management
Dorado,
Puerto Rico
|
$0
|
-$141K
|
0
|
–
|
Closed
|
|
|
1403
|
Sheaff Brock Investment Advisors
Indianapolis,
Indiana
|
$0
|
-$215K
|
0
|
–
|
Closed
|
|
|
1404
|
SlateStone Wealth
Jupiter,
Florida
|
$0
|
-$1.21M
|
0
|
–
|
Closed
|
|
|
1405
|
Sowa Financial Group
Lincoln,
Rhode Island
|
$0
|
-$8K
|
0
|
–
|
Closed
|
|
|
1406
|
Squar Milner Financial Services
Irvine,
California
|
$0
|
-$247K
|
0
|
–
|
Closed
|
|
|
1407
|
SRB Corp
Boston,
Massachusetts
|
$0
|
-$477K
|
0
|
–
|
Closed
|
|
|
1408
|
Taylor Hoffman Wealth Management
Richmond,
Virginia
|
$0
|
-$18K
|
0
|
–
|
Closed
|
|
|
1409
|
Texas Treasury Safekeeping Trust Company
Austin,
Texas
|
$0
|
-$324K
|
0
|
–
|
Closed
|
|
|
1410
|
Tortoise Investment Management
White Plains,
New York
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1411
|
Total Clarity Wealth Management
St. Charles,
Illinois
|
$0
|
-$1.5M
|
0
|
–
|
Closed
|
|
|
1412
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1413
|
tru Independence
Portland,
Oregon
|
$0
|
-$56K
|
0
|
–
|
Closed
|
|
|
1414
|
TwinBeech Capital
Purchase,
New York
|
$0
|
-$1.32M
|
0
|
–
|
Closed
|
|
|
1415
|
UBS O'Connor
Chicago,
Illinois
|
$0
|
-$1.05M
|
0
|
–
|
Closed
|
|
|
1416
|
V Wealth Advisors
Overland Park,
Kansas
|
$0
|
-$1.09M
|
0
|
–
|
Closed
|
|
|
1417
|
|
$0
|
-$72K
|
0
|
–
|
Closed
|
|
|
1418
|
Wealth Management Associates
Cherry Hill,
New Jersey
|
$0
|
-$423K
|
0
|
–
|
Closed
|
|
|
1419
|
Wealthspire Advisors (Maryland)
Potomac,
Maryland
|
$0
|
-$294K
|
0
|
–
|
Closed
|
|
|
1420
|
WealthStone
Columbus,
Ohio
|
$0
|
-$286K
|
0
|
–
|
Closed
|
|
|
1421
|
Wildcat Capital Management
New York
|
$0
|
-$1.86M
|
0
|
–
|
Closed
|
|
|
1422
|
Woodley Farra Manion Portfolio Management
Indianapolis,
Indiana
|
$0
|
-$55K
|
0
|
–
|
Closed
|
|
|
1423
|
XR Securities
Chicago,
Illinois
|
$0
|
-$204K
|
0
|
–
|
Closed
|
|