|
1051
|
AQR Arbitrage
Greenwich,
Connecticut
|
$0
|
-$7M
|
0
|
–
|
Closed
|
|
|
1052
|
Arbor Wealth Management (Florida)
Miramar Beach,
Florida
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
1053
|
Archford Capital Strategies
Swansea,
Illinois
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1054
|
Arrowgrass Capital Partners (US)
Dover,
Delaware
|
$0
|
-$20.3M
|
0
|
–
|
Closed
|
|
|
1055
|
Axiom Investment Management
New York
|
$0
|
-$1.17M
|
0
|
–
|
Closed
|
|
|
1056
|
Banco Santander
Madrid,
Spain
|
$0
|
-$10.3M
|
0
|
–
|
Closed
|
|
|
1057
|
Barrow, Hanley, Mewhinney & Strauss
Dallas,
Texas
|
$0
|
-$26K
|
0
|
–
|
Closed
|
|
|
1058
|
Berylson Capital Partners
Boston,
Massachusetts
|
$0
|
-$1.98M
|
0
|
–
|
Closed
|
|
|
1059
|
Bogle Investment Management
Newton Lower Falls,
Massachusetts
|
$0
|
-$1.97M
|
0
|
–
|
Closed
|
|
|
1060
|
Boothbay Fund Management
New York
|
$0
|
-$227K
|
0
|
–
|
Closed
|
|
|
1061
|
Brand Asset Management Group
Chesterfield,
Missouri
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
1062
|
B. Riley Wealth Management
Memphis,
Tennessee
|
$0
|
-$133K
|
0
|
–
|
Closed
|
|
|
1063
|
Camarda Financial Advisors
Fleming Island,
Florida
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1064
|
Cedar Brook Financial Partners
Cleveland,
Ohio
|
$0
|
-$158K
|
0
|
–
|
Closed
|
|
|
1065
|
City Holding Co
Charleston,
West Virginia
|
$0
|
-$175K
|
0
|
–
|
Closed
|
|
|
1066
|
Clarius Group LLC
Seattle,
Washington
|
$0
|
-$210K
|
0
|
–
|
Closed
|
|
|
1067
|
Clark Capital Management Group
Philadelphia,
Pennsylvania
|
$0
|
-$30.6M
|
0
|
–
|
Closed
|
|
|
1068
|
Clear Creek Financial Management
Silverdale,
Washington
|
$0
|
-$163K
|
0
|
–
|
Closed
|
|
|
1069
|
Columbia Pacific Advisors
Seattle,
Washington
|
$0
|
-$405K
|
0
|
–
|
Closed
|
|
|
1070
|
Commonwealth Bank of Australia
Sydney, NSW,
Australia
|
$0
|
-$10M
|
0
|
–
|
Closed
|
|
|
1071
|
Cornerstone Advisors (Washington)
Bellevue,
Washington
|
$0
|
-$120K
|
0
|
–
|
Closed
|
|
|
1072
|
CQS Cayman
Camana Bay, Grand Cayman,
Cayman Islands
|
$0
|
-$3.25M
|
0
|
–
|
Closed
|
|
|
1073
|
Csenge Advisory Group
Clearwater,
Florida
|
$0
|
-$392K
|
0
|
–
|
Closed
|
|
|
1074
|
Cynosure Group
Salt Lake City,
Utah
|
$0
|
-$192K
|
0
|
–
|
Closed
|
|
|
1075
|
Duncker Streett & Co
St. Louis,
Missouri
|
$0
|
-$72K
|
0
|
–
|
Closed
|
|