|
1001
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1002
|
|
$0
|
-$15.3M
|
0
|
–
|
Closed
|
|
|
1003
|
Accurate Investment Solutions
Seven Fields,
Pennsylvania
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
1004
|
Advanced Asset Management Advisors
Dublin,
Ohio
|
$0
|
-$512K
|
0
|
–
|
Closed
|
|
|
1005
|
Algert Global
San Francisco,
California
|
$0
|
-$1.71M
|
0
|
–
|
Closed
|
|
|
1006
|
Anchor Capital Advisors
Boston,
Massachusetts
|
$0
|
-$10.9M
|
0
|
–
|
Closed
|
|
|
1007
|
Ancora Advisors
Cleveland,
Ohio
|
$0
|
-$27K
|
0
|
–
|
Closed
|
|
|
1008
|
Aristeia Capital
Greenwich,
Connecticut
|
$0
|
-$264K
|
0
|
–
|
Closed
|
|
|
1009
|
Arrow Financial
Glens Falls,
New York
|
$0
|
-$1.87K
|
1
|
0%
|
Reduced
|
|
|
1010
|
Avantax Planning Partners
Dubuque,
Iowa
|
$0
|
-$46K
|
0
|
–
|
Closed
|
|
|
1011
|
Baker Avenue Asset Management
San Francisco,
California
|
$0
|
-$914K
|
0
|
–
|
Closed
|
|
|
1012
|
Ballew Advisors
Jackson,
Mississippi
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1013
|
Boardman Bay Capital Management
New York
|
$0
|
-$2.04M
|
0
|
–
|
Closed
|
|
|
1014
|
Boyd Watterson Asset Management
Cleveland,
Ohio
|
$0
|
-$185K
|
0
|
–
|
Closed
|
|
|
1015
|
BP
London,
United Kingdom
|
$0
|
-$4.65M
|
0
|
–
|
Closed
|
|
|
1016
|
Brant Point Investment Management
New York
|
$0
|
-$1.61M
|
0
|
–
|
Closed
|
|
|
1017
|
B. Riley Wealth Management
Memphis,
Tennessee
|
$0
|
-$81K
|
0
|
–
|
Closed
|
|
|
1018
|
Canton Hathaway
Providence,
Rhode Island
|
$0
|
-$15K
|
0
|
–
|
Closed
|
|
|
1019
|
Capital Research Global Investors
Los Angeles,
California
|
$0
|
-$73.5M
|
0
|
–
|
Closed
|
|
|
1020
|
Ceredex Value Advisors
Orlando,
Florida
|
$0
|
-$97.8M
|
0
|
–
|
Closed
|
|
|
1021
|
Certified Advisory Corp
Altamonte Springs,
Florida
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1022
|
Chicago Partners Investment Group
Chicago,
Illinois
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
1023
|
|
$0
|
-$523K
|
0
|
–
|
Closed
|
|
|
1024
|
C-J Advisory
San Jose,
California
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1025
|
Claybrook Capital
Wellesley,
Massachusetts
|
$0
|
-$9K
|
0
|
–
|
Closed
|
|