|
401
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$25K
|
$0
|
2
|
0.02%
|
Maintained
|
|
|
402
|
First Horizon Advisors
Memphis,
Tennessee
|
$23K
|
$0
|
1
|
0%
|
Maintained
|
|
|
403
|
|
$22K
|
-$1.23M
|
1
|
0%
|
Reduced
|
|
|
404
|
Mitsubishi UFJ Morgan Stanley Securities
Tokyo,
Japan
|
$22K
|
-$16.5K
|
1
|
0.04%
|
Reduced
|
|
|
405
|
Regal Investment Advisors
Kentwood,
Michigan
|
$21K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
406
|
Quantbot Technologies
New York
|
$20K
|
-$352K
|
1
|
0.01%
|
Reduced
|
|
|
407
|
Mizuho Asset Management
Tokyo,
Japan
|
$19K
|
$0
|
1
|
0%
|
Maintained
|
|
|
408
|
WhitTier Trust Company
Reno,
Nevada
|
$17K
|
$0
|
1
|
0%
|
Maintained
|
|
|
409
|
Trust Company of Vermont
Brattleboro,
Vermont
|
$16K
|
$0
|
1
|
0%
|
Maintained
|
|
|
410
|
Bessemer Group
Woodbridge,
New Jersey
|
$15K
|
-$3.16K
|
1
|
0%
|
Reduced
|
|
|
411
|
MYCIO Wealth Partners
Philadelphia,
Pennsylvania
|
$13K
|
$0
|
1
|
0%
|
Maintained
|
|
|
412
|
New England Securities
New York
|
$13K
|
+$2.83K
|
1
|
0.01%
|
Increased
|
|
|
413
|
PineBridge Investments
New York
|
$9K
|
-$418K
|
1
|
0%
|
Reduced
|
|
|
414
|
Rational Advisors
Huntington,
New York
|
$9K
|
$0
|
1
|
0%
|
Maintained
|
|
|
415
|
WFG Advisors
Dallas,
Texas
|
$9K
|
+$701
|
2
|
0%
|
Increased
|
|
|
416
|
WealthTrust-Arizona
Scottsdale,
Arizona
|
$8K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
417
|
NewSquare Capital
Newtown Square,
Pennsylvania
|
$6K
|
+$5.66K
|
1
|
0%
|
New
|
|
|
418
|
Highlander Capital Management
Short Hills,
New Jersey
|
$5.79K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
419
|
Baltimore-Washington Financial Advisors
Columbia,
Maryland
|
$5K
|
+$4.72K
|
1
|
0%
|
New
|
|
|
420
|
Indiana Trust & Investment Management
Mishawaka,
Indiana
|
$5K
|
+$5.53K
|
1
|
0%
|
New
|
|
|
421
|
QCI Asset Management
Pittsford,
New York
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
422
|
Spot Trading
Chicago,
Illinois
|
$4K
|
-$14.1K
|
1
|
0%
|
Reduced
|
|
|
423
|
Brandywine Global Investment Management
Philadelphia,
Pennsylvania
|
$3K
|
+$2.46K
|
1
|
0%
|
New
|
|
|
424
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
425
|
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|