|
1401
|
Prime Capital Investment Advisors
Overland Park,
Kansas
|
$0
|
-$70K
|
0
|
–
|
Closed
|
|
|
1402
|
Quantres Asset Management
Cayman,
Cayman Islands
|
$0
|
-$868K
|
0
|
–
|
Closed
|
|
|
1403
|
Ramsey Quantitative Systems
Louisville,
Kentucky
|
$0
|
-$327K
|
0
|
–
|
Closed
|
|
|
1404
|
Reinhart Partners
Mequon,
Wisconsin
|
$0
|
-$390K
|
0
|
–
|
Closed
|
|
|
1405
|
RWA Wealth Partners
Newton,
Massachusetts
|
$0
|
-$85K
|
0
|
–
|
Closed
|
|
|
1406
|
Secor Capital Advisors
New York
|
$0
|
-$8.18M
|
0
|
–
|
Closed
|
|
|
1407
|
Security National Trust
Wheeling,
West Virginia
|
$0
|
-$10K
|
0
|
–
|
Closed
|
|
|
1408
|
Signature Estate & Investment Advisors
Los Angeles,
California
|
$0
|
-$3M
|
0
|
–
|
Closed
|
|
|
1409
|
SKBA Capital Management
San Francisco,
California
|
$0
|
-$7.69M
|
0
|
–
|
Closed
|
|
|
1410
|
Southport Management
Wilson,
Wyoming
|
$0
|
-$1.26M
|
0
|
–
|
Closed
|
|
|
1411
|
Spring Creek Capital
Wichita,
Kansas
|
$0
|
-$1.68M
|
0
|
–
|
Closed
|
|
|
1412
|
TLP Group
Evanston,
Illinois
|
$0
|
-$119K
|
1
|
0%
|
Reduced
|
|
|
1413
|
Toews Corporation
Northfield,
New Jersey
|
$0
|
-$626K
|
0
|
–
|
Closed
|
|
|
1414
|
Trust Asset Management
Houston,
Texas
|
$0
|
-$20K
|
0
|
–
|
Closed
|
|
|
1415
|
Unigestion Holding
Geneva,
Switzerland
|
$0
|
-$11.7M
|
0
|
–
|
Closed
|
|
|
1416
|
USAdvisors Wealth Management
Eden Prairie,
Minnesota
|
$0
|
-$1M
|
0
|
–
|
Closed
|
|
|
1417
|
USA Financial Formulas
Ada,
Michigan
|
$0
|
-$6.61M
|
0
|
–
|
Closed
|
|
|
1418
|
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
|
$0
|
-$1.09M
|
0
|
–
|
Closed
|
|
|
1419
|
Whitnell & Co
Oak Brook,
Illinois
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|