|
1401
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
$0
|
-$26K
|
0
|
–
|
Closed
|
|
|
1402
|
Caldwell & Orkin
Norcross,
Georgia
|
$0
|
-$251K
|
0
|
–
|
Closed
|
|
|
1403
|
Campbell & Co Investment Adviser
Baltimore,
Maryland
|
$0
|
-$242K
|
0
|
–
|
Closed
|
|
|
1404
|
Capital Guardian Trust
Los Angeles,
California
|
$0
|
-$199K
|
0
|
–
|
Closed
|
|
|
1405
|
Capstone Investment Advisors
New York
|
$0
|
-$6.93M
|
0
|
–
|
Closed
|
|
|
1406
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
$0
|
+$113
|
1
|
0%
|
New
|
|
|
1407
|
Carlson Capital
Dallas,
Texas
|
$0
|
-$61.7M
|
0
|
–
|
Closed
|
|
|
1408
|
Cavalier Investments
Alpharetta,
Georgia
|
$0
|
-$239K
|
0
|
–
|
Closed
|
|
|
1409
|
Central Asset Investments & Management Holdings
Hong Kong
|
$0
|
-$34K
|
0
|
–
|
Closed
|
|
|
1410
|
Chicago Partners Investment Group
Chicago,
Illinois
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
1411
|
Clean Yield Group
Norwich,
Vermont
|
$0
|
-$127K
|
0
|
–
|
Closed
|
|
|
1412
|
Concert Wealth Management
San Jose,
California
|
$0
|
-$2.33M
|
0
|
–
|
Closed
|
|
|
1413
|
Contravisory Investment Management
Norwell,
Massachusetts
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
1414
|
Convergence Investment Partners
Palm Beach Gardens,
Florida
|
$0
|
-$734K
|
0
|
–
|
Closed
|
|
|
1415
|
|
$0
|
-$1.06M
|
0
|
–
|
Closed
|
|
|
1416
|
CQS Cayman
Camana Bay, Grand Cayman,
Cayman Islands
|
$0
|
-$559K
|
0
|
–
|
Closed
|
|
|
1417
|
Crawford Lake Capital Management
Lakewood,
New Jersey
|
$0
|
-$6.03M
|
0
|
–
|
Closed
|
|
|
1418
|
Credential Securities
Vancouver,
|
$0
|
-$159K
|
0
|
–
|
Closed
|
|
|
1419
|
Crestline Management
Fort Worth,
Texas
|
$0
|
-$798K
|
0
|
–
|
Closed
|
|
|
1420
|
Denver Investment Advisors
Denver,
Colorado
|
$0
|
-$565K
|
0
|
–
|
Closed
|
|
|
1421
|
Exchange Capital Management
Ann Arbor,
Michigan
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
1422
|
Farmers & Merchants Trust Co of Chambersburg PA
Chambersburg,
Pennsylvania
|
$0
|
-$2.15K
|
0
|
–
|
Closed
|
|
|
1423
|
Financial Management Professionals
Austin,
Texas
|
$0
|
-$8K
|
1
|
0%
|
Reduced
|
|
|
1424
|
First Foundation Advisors
Irvine,
California
|
$0
|
-$511K
|
0
|
–
|
Closed
|
|
|
1425
|
FNY Managed Accounts
New York
|
$0
|
-$61K
|
0
|
–
|
Closed
|
|