|
4101
|
Plustick Management
Charlottesville,
Virginia
|
$0
|
-$1.98M
|
0
|
–
|
Closed
|
|
|
4102
|
Portman Ltd
Grand Cayman,
Cayman Islands
|
$0
|
-$4.12M
|
0
|
–
|
Closed
|
|
|
4103
|
Precept Management
Dallas,
Texas
|
$0
|
-$3.24M
|
0
|
–
|
Closed
|
|
|
4104
|
Precision Wealth Strategies
Saint Louis,
Missouri
|
$0
|
-$919K
|
0
|
–
|
Closed
|
|
|
4105
|
Prostatis Group
Hanover,
Maryland
|
$0
|
-$1.36M
|
0
|
–
|
Closed
|
|
|
4106
|
Quantitative Advantage
Minnetonka,
Minnesota
|
$0
|
-$239K
|
0
|
–
|
Closed
|
|
|
4107
|
Redhawk Wealth Advisors
Minneapolis,
Minnesota
|
$0
|
-$202K
|
0
|
–
|
Closed
|
|
|
4108
|
Regatta Capital Group
El Segundo,
California
|
$0
|
-$285K
|
0
|
–
|
Closed
|
|
|
4109
|
Requisite Capital Management
Dallas,
Texas
|
$0
|
-$245K
|
0
|
–
|
Closed
|
|
|
4110
|
Resolute Financial
Newburyport,
Massachusetts
|
$0
|
-$231K
|
0
|
–
|
Closed
|
|
|
4111
|
Resource Planning Group
Atlanta,
Georgia
|
$0
|
-$213K
|
0
|
–
|
Closed
|
|
|
4112
|
Retirement Planning Group (Kansas)
Leawood,
Kansas
|
$0
|
-$209K
|
0
|
–
|
Closed
|
|
|
4113
|
Revolve Wealth Partners
Hackensack,
New Jersey
|
$0
|
-$211K
|
0
|
–
|
Closed
|
|
|
4114
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$0
|
-$1.01M
|
0
|
–
|
Closed
|
|
|
4115
|
Robbins Farley
Bedford,
New Hampshire
|
$0
|
-$3.42M
|
1
|
0%
|
Reduced
|
|
|
4116
|
Roof Eidam Maycock Peralta (REMP)
San Francisco,
California
|
$0
|
-$1.75M
|
0
|
–
|
Closed
|
|
|
4117
|
RPO LLC
Stamford,
Connecticut
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
4118
|
Running Point Capital Advisors
El Segundo,
California
|
$0
|
-$271K
|
0
|
–
|
Closed
|
|
|
4119
|
Sabby Management
Miami Beach,
Florida
|
$0
|
-$395K
|
0
|
–
|
Closed
|
|
|
4120
|
Sage Financial Management Group
Mclean,
Virginia
|
$0
|
-$297K
|
0
|
–
|
Closed
|
|
|
4121
|
Sand Grove Capital Management
London,
United Kingdom
|
$0
|
-$44.8M
|
0
|
–
|
Closed
|
|
|
4122
|
Sandia Investment Management
Boston,
Massachusetts
|
$0
|
-$241K
|
0
|
–
|
Closed
|
|
|
4123
|
Sandy Cove Advisors
Hingham,
Massachusetts
|
$0
|
-$450K
|
0
|
–
|
Closed
|
|
|
4124
|
Sassicaia Capital Advisers
Jericho,
New York
|
$0
|
-$609K
|
0
|
–
|
Closed
|
|
|
4125
|
SC&H Financial Advisors
Sparks,
Maryland
|
$0
|
-$330K
|
0
|
–
|
Closed
|
|