|
201
|
Central Trust Company
Jefferson City,
Missouri
|
$6K
|
$0
|
1
|
0%
|
Maintained
|
|
|
202
|
Envestnet Asset Management
Chicago,
Illinois
|
$6K
|
-$53
|
1
|
0%
|
Reduced
|
|
|
203
|
MSI Financial Services
Springfield,
Massachusetts
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
204
|
Private Trust Company
Cleveland,
Ohio
|
$4K
|
-$105
|
1
|
0%
|
Reduced
|
|
|
205
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$3K
|
+$3K
|
1
|
0%
|
New
|
|
|
206
|
|
$3K
|
-$48.4K
|
1
|
0%
|
Reduced
|
|
|
207
|
TCI Wealth Advisors
Tucson,
Arizona
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
208
|
Lehman Financial Resources
Media,
Pennsylvania
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
209
|
Tower Research Capital (TRC)
New York
|
$1K
|
-$39K
|
1
|
0%
|
Reduced
|
|
|
210
|
BBT Capital Management
Fort Worth,
Texas
|
$0
|
-$521K
|
0
|
–
|
Closed
|
|
|
211
|
Bronson Point Management
Fairfield,
Connecticut
|
$0
|
-$2.38M
|
0
|
–
|
Closed
|
|
|
212
|
Commonwealth Bank of Australia
Sydney, NSW,
Australia
|
$0
|
-$1.06M
|
0
|
–
|
Closed
|
|
|
213
|
Connor, Clark & Lunn Investment Management (CC&L)
Vancouver,
British Columbia, Canada
|
$0
|
-$604K
|
0
|
–
|
Closed
|
|
|
214
|
Crystal Rock Capital Management
Bannockburn,
Illinois
|
$0
|
-$3.47M
|
0
|
–
|
Closed
|
|
|
215
|
I.G. Investment Management
Winnipeg,
Manitoba, Canada
|
$0
|
-$604K
|
0
|
–
|
Closed
|
|
|
216
|
Jones Financial Companies
Des Peres,
Missouri
|
$0
|
-$15K
|
0
|
–
|
Closed
|
|
|
217
|
Marathon Asset Management (UK)
London,
United Kingdom
|
$0
|
-$14.4M
|
0
|
–
|
Closed
|
|
|
218
|
Meridian Management
Little Rock,
Arkansas
|
$0
|
-$1.63M
|
0
|
–
|
Closed
|
|
|
219
|
M&T Bank
Buffalo,
New York
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
220
|
Old Mutual Customised Solutions
Pinelands,
South Africa
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
221
|
Orinda Asset Management
Lafayette,
California
|
$0
|
-$58K
|
0
|
–
|
Closed
|
|
|
222
|
Triangle Securities Wealth Management
Raleigh,
North Carolina
|
$0
|
-$60K
|
0
|
–
|
Closed
|
|
|
223
|
Wellington Shields Capital Management
New York
|
$0
|
-$263K
|
0
|
–
|
Closed
|
|