|
1401
|
Quantamental Technologies
White Plains,
New York
|
$0
|
-$286K
|
0
|
–
|
Closed
|
|
|
1402
|
Quantitative Investment Management
Charlottesville,
Virginia
|
$0
|
-$169K
|
0
|
–
|
Closed
|
|
|
1403
|
Rafferty Asset Management
New York
|
$0
|
-$337K
|
0
|
–
|
Closed
|
|
|
1404
|
Raffles Associates
New York
|
$0
|
-$2.52M
|
0
|
–
|
Closed
|
|
|
1405
|
Raleigh Capital Management
Cary,
North Carolina
|
$0
|
+$703
|
2
|
0%
|
New
|
|
|
1406
|
Rather & Kittrell
Knoxville,
Tennessee
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1407
|
RBA Wealth Management
Newport Beach,
California
|
$0
|
-$1.62M
|
0
|
–
|
Closed
|
|
|
1408
|
RBC Europe
London,
United Kingdom
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1409
|
Refined Wealth Management
Salt Lake City,
Utah
|
$0
|
-$369K
|
0
|
–
|
Closed
|
|
|
1410
|
Resolute Advisors
San Francisco,
California
|
$0
|
-$7K
|
0
|
–
|
Closed
|
|
|
1411
|
Rinkey Investments
San Diego,
California
|
$0
|
-$86K
|
0
|
–
|
Closed
|
|
|
1412
|
Roberts, Glore & Co
Deerfield,
Illinois
|
$0
|
-$227K
|
0
|
–
|
Closed
|
|
|
1413
|
Roble Belko & Company
Sewickley,
Pennsylvania
|
$0
|
$0
|
3
|
0%
|
Maintained
|
|
|
1414
|
RPO LLC
Stamford,
Connecticut
|
$0
|
-$1.39M
|
0
|
–
|
Closed
|
|
|
1415
|
Sage Private Wealth Group
Oakbrook Terrace,
Illinois
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
1416
|
Scout Investments
Kansas City,
Missouri
|
$0
|
-$5.63M
|
0
|
–
|
Closed
|
|
|
1417
|
Sentinel Pension Advisors
Wakefield,
Massachusetts
|
$0
|
-$212K
|
0
|
–
|
Closed
|
|
|
1418
|
Shore Point Advisors
Brielle,
New Jersey
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1419
|
Signet Financial Management
Parsippany,
New Jersey
|
$0
|
-$99K
|
0
|
–
|
Closed
|
|
|
1420
|
Silverlake Wealth Management
Williston,
Vermont
|
$0
|
-$205K
|
0
|
–
|
Closed
|
|
|
1421
|
Sittner & Nelson
Eugene,
Oregon
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1422
|
Spearhead Capital Advisors
Wellington,
Florida
|
$0
|
-$194K
|
0
|
–
|
Closed
|
|
|
1423
|
St. Johns Investment Management
Jacksonville,
Florida
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1424
|
Stokes Capital Advisors
Greenwood,
South Carolina
|
$0
|
-$422K
|
0
|
–
|
Closed
|
|
|
1425
|
Stonebridge Financial Planning Group
Orlando,
Florida
|
$0
|
-$56K
|
0
|
–
|
Closed
|
|