|
1401
|
Legacy Financial Group (Iowa)
Des Moines,
Iowa
|
$0
|
-$289K
|
0
|
–
|
Closed
|
|
|
1402
|
Liberty Wealth Management
Oakland,
California
|
$0
|
-$117K
|
0
|
–
|
Closed
|
|
|
1403
|
Lionsbridge Wealth Management
Jacksonville Beach,
Florida
|
$0
|
-$624K
|
0
|
–
|
Closed
|
|
|
1404
|
Loring Wolcott & Coolidge Fiduciary Advisors
Boston,
Massachusetts
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1405
|
Lowe Wealth Advisors
Columbia,
Maryland
|
$0
|
-$315
|
1
|
0%
|
Reduced
|
|
|
1406
|
Lumature Wealth Partners
Alpharetta,
Georgia
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1407
|
Lyell Wealth Management
Menlo Park,
California
|
$0
|
-$17K
|
0
|
–
|
Closed
|
|
|
1408
|
Magnus Financial Group
New York
|
$0
|
-$570K
|
0
|
–
|
Closed
|
|
|
1409
|
Main Management
San Francisco,
California
|
$0
|
-$110K
|
0
|
–
|
Closed
|
|
|
1410
|
Main Management ETF Advisors
San Francisco,
California
|
$0
|
-$2.88M
|
0
|
–
|
Closed
|
|
|
1411
|
Mariner Independent Advisor Network
Overland Park,
Kansas
|
$0
|
-$204K
|
0
|
–
|
Closed
|
|
|
1412
|
Marquette Asset Management
Minneapolis,
Minnesota
|
$0
|
-$144K
|
0
|
–
|
Closed
|
|
|
1413
|
Maverick Capital
Dallas,
Texas
|
$0
|
-$586K
|
0
|
–
|
Closed
|
|
|
1414
|
MCF Advisors
Covington,
Kentucky
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1415
|
Meridian Wealth Management
Lexington,
Kentucky
|
$0
|
-$104K
|
0
|
–
|
Closed
|
|
|
1416
|
Mizuho Securities USA
New York
|
$0
|
-$2.06M
|
0
|
–
|
Closed
|
|
|
1417
|
MONECO Advisors
Fairfield,
Connecticut
|
$0
|
-$151K
|
0
|
–
|
Closed
|
|
|
1418
|
MV Capital Management
Bethesda,
Maryland
|
$0
|
-$34K
|
0
|
–
|
Closed
|
|
|
1419
|
Nexpoint Asset Management
Dallas,
Texas
|
$0
|
-$250K
|
0
|
–
|
Closed
|
|
|
1420
|
NFJ Investment Group
Dallas,
Texas
|
$0
|
-$30.1M
|
0
|
–
|
Closed
|
|
|
1421
|
Norris Financial Group
Greenville,
South Carolina
|
$0
|
-$238K
|
0
|
–
|
Closed
|
|
|
1422
|
Ogorek Anthony Joseph
Williamsville,
New York
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1423
|
Old Second National Bank of Aurora
Aurora,
Illinois
|
$0
|
-$513K
|
0
|
–
|
Closed
|
|
|
1424
|
One01 Capital
Burlingame,
California
|
$0
|
-$5.83M
|
0
|
–
|
Closed
|
|
|
1425
|
Onex Canada Asset Management
Toronto,
Ontario, Canada
|
$0
|
-$9.74M
|
0
|
–
|
Closed
|
|