|
1326
|
Fort Sheridan Advisors
Highland Park,
Illinois
|
$0
|
-$210K
|
0
|
–
|
Closed
|
|
|
1327
|
Founders Financial Securities
Towson,
Maryland
|
$0
|
-$67K
|
0
|
–
|
Closed
|
|
|
1328
|
FSB Premier Wealth Management
Waterloo,
Iowa
|
$0
|
-$16K
|
0
|
–
|
Closed
|
|
|
1329
|
Fuller & Thaler Asset Management
San Mateo,
California
|
$0
|
-$14K
|
0
|
–
|
Closed
|
|
|
1330
|
Global Strategic Investment Solutions
Scottsdale,
Arizona
|
$0
|
-$24K
|
0
|
–
|
Closed
|
|
|
1331
|
Graham Capital Management
Rowayton,
Connecticut
|
$0
|
-$1.11M
|
0
|
–
|
Closed
|
|
|
1332
|
Great Lakes Advisors
Chicago,
Illinois
|
$0
|
-$11.8M
|
0
|
–
|
Closed
|
|
|
1333
|
Guardian Capital Advisors (Canada)
Toronto,
Ontario, Canada
|
$0
|
-$61K
|
0
|
–
|
Closed
|
|
|
1334
|
|
$0
|
-$630K
|
0
|
–
|
Closed
|
|
|
1335
|
Harvest Fund Management
Beijing,
China
|
$0
|
-$19K
|
0
|
–
|
Closed
|
|
|
1336
|
Henrickson Nauta Wealth Advisors
Belmont,
Michigan
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1337
|
Highbridge Capital Management
New York
|
$0
|
-$9.38M
|
1
|
0%
|
Reduced
|
|
|
1338
|
HighTower Trust
Houston,
Texas
|
$0
|
-$308K
|
0
|
–
|
Closed
|
|
|
1339
|
Horizon Financial Services
Winston Salem,
North Carolina
|
$0
|
-$49.7K
|
0
|
–
|
Closed
|
|
|
1340
|
Integrity Capital Management (HK)
Central,
Hong Kong
|
$0
|
-$43K
|
0
|
–
|
Closed
|
|
|
1341
|
Interactive Financial Advisors
New Lenox,
Illinois
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1342
|
Intrua Financial
Houston,
Texas
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
1343
|
Investmark Advisory Group
Shelton,
Connecticut
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1344
|
Investors Financial Group
Plymouth,
Minnesota
|
$0
|
-$100K
|
0
|
–
|
Closed
|
|
|
1345
|
Ionic Capital Management
New York
|
$0
|
-$186K
|
0
|
–
|
Closed
|
|
|
1346
|
Iron Horse Wealth Management
Johston,
Iowa
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1347
|
|
$0
|
-$1.15M
|
0
|
–
|
Closed
|
|
|
1348
|
Jacobs Levy Equity Management
Florham Park,
New Jersey
|
$0
|
-$324K
|
0
|
–
|
Closed
|
|
|
1349
|
James Reed Financial Services
Cleveland,
Ohio
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
1350
|
|
$0
|
-$1.64M
|
0
|
–
|
Closed
|
|