|
1326
|
Kehrs Ridge Capital
Holmdel,
New Jersey
|
$0
|
-$4.43M
|
0
|
–
|
Closed
|
|
|
1327
|
Kings Point Capital Management
Great Neck,
New York
|
$0
|
-$10K
|
0
|
–
|
Closed
|
|
|
1328
|
Kovack Advisors
Ft. Lauderdale,
Florida
|
$0
|
-$236K
|
0
|
–
|
Closed
|
|
|
1329
|
Krilogy Financial
St. Louis,
Missouri
|
$0
|
-$240K
|
0
|
–
|
Closed
|
|
|
1330
|
LCM Capital Management
Chicago,
Illinois
|
$0
|
-$143K
|
0
|
–
|
Closed
|
|
|
1331
|
Legato Capital Management
San Francisco,
California
|
$0
|
-$772K
|
0
|
–
|
Closed
|
|
|
1332
|
Lehman & Derafelo Financial Resources
Media,
Pennsylvania
|
$0
|
-$35K
|
0
|
–
|
Closed
|
|
|
1333
|
Level Four Advisory Services
Dallas,
Texas
|
$0
|
-$959K
|
0
|
–
|
Closed
|
|
|
1334
|
Lisanti Capital Growth
New York
|
$0
|
-$8.65M
|
0
|
–
|
Closed
|
|
|
1335
|
LMR Partners
London,
United Kingdom
|
$0
|
-$516K
|
0
|
–
|
Closed
|
|
|
1336
|
London & Capital Asset Management
London,
United Kingdom
|
$0
|
-$208K
|
0
|
–
|
Closed
|
|
|
1337
|
Lord, Abbett & Co
Jersey City,
New Jersey
|
$0
|
-$55.5M
|
0
|
–
|
Closed
|
|
|
1338
|
Loring Wolcott & Coolidge Fiduciary Advisors
Boston,
Massachusetts
|
$0
|
-$9K
|
1
|
0%
|
Reduced
|
|
|
1339
|
Lumature Wealth Partners
Alpharetta,
Georgia
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1340
|
Lynch & Associates
Newburgh,
Indiana
|
$0
|
-$9K
|
0
|
–
|
Closed
|
|
|
1341
|
Mach-1 Financial Group
Rogers,
Arkansas
|
$0
|
-$9K
|
0
|
–
|
Closed
|
|
|
1342
|
Magnetar Financial
Evanston,
Illinois
|
$0
|
-$2.39M
|
0
|
–
|
Closed
|
|
|
1343
|
Manatuck Hill Partners
Westport,
Connecticut
|
$0
|
-$1.79M
|
0
|
–
|
Closed
|
|
|
1344
|
Marietta Investment Partners
Milwaukee,
Wisconsin
|
$0
|
-$9K
|
0
|
–
|
Closed
|
|
|
1345
|
Marks Wealth
Annapolis,
Maryland
|
$0
|
-$308K
|
0
|
–
|
Closed
|
|
|
1346
|
Marshall Financial Group (Maryland)
Hunt Valley,
Maryland
|
$0
|
-$9K
|
0
|
–
|
Closed
|
|
|
1347
|
Maven Securities
St Helier,
Jersey
|
$0
|
-$215K
|
0
|
–
|
Closed
|
|
|
1348
|
MBE Wealth Management
Tomah,
Wisconsin
|
$0
|
-$15K
|
0
|
–
|
Closed
|
|
|
1349
|
McKinley Capital Management
Anchorage,
Alaska
|
$0
|
-$10.8M
|
0
|
–
|
Closed
|
|
|
1350
|
Mid Atlantic Financial Management
Pittsburgh,
Pennsylvania
|
$0
|
-$424K
|
0
|
–
|
Closed
|
|