|
1301
|
Congress Park Capital
Saratoga Springs,
New York
|
$0
|
-$77K
|
0
|
–
|
Closed
|
|
|
1302
|
Context Capital Management
Lajolla,
California
|
$0
|
-$600K
|
0
|
–
|
Closed
|
|
|
1303
|
Contrarian Capital Management
Greenwich,
Connecticut
|
$0
|
-$2.77M
|
0
|
–
|
Closed
|
|
|
1304
|
CoreCommodity Management
Stamford,
Connecticut
|
$0
|
-$2.14M
|
0
|
–
|
Closed
|
|
|
1305
|
CoreFirst Bank & Trust
Topeka,
Kansas
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1306
|
Corepath Wealth Partners
Scottsdale,
Arizona
|
$0
|
-$169K
|
0
|
–
|
Closed
|
|
|
1307
|
Cornerstone Advisory
Hunt Valley,
Maryland
|
$0
|
-$152K
|
0
|
–
|
Closed
|
|
|
1308
|
Cypress Capital Management (Wyoming)
Sheridan,
Wyoming
|
$0
|
-$2.51M
|
1
|
0%
|
Reduced
|
|
|
1309
|
Dark Forest Capital Management
San Juan,
Puerto Rico
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1310
|
Delta Asset Management
Memphis,
Tennessee
|
$0
|
-$148K
|
0
|
–
|
Closed
|
|
|
1311
|
Dorchester Wealth Management
Montreal,
Quebec, Canada
|
$0
|
-$15K
|
0
|
–
|
Closed
|
|
|
1312
|
EAM Investors
Solana Beach,
California
|
$0
|
-$2.16M
|
0
|
–
|
Closed
|
|
|
1313
|
Eaton Vance Management
Boston,
Massachusetts
|
$0
|
-$317K
|
0
|
–
|
Closed
|
|
|
1314
|
Edge Wealth Management
New York
|
$0
|
-$101K
|
0
|
–
|
Closed
|
|
|
1315
|
Elk River Wealth Management
Denver,
Colorado
|
$0
|
-$225K
|
0
|
–
|
Closed
|
|
|
1316
|
Elmwood Wealth Management
Berkeley,
California
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1317
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1318
|
Estate Counselors
Thiensville,
Wisconsin
|
$0
|
-$17K
|
0
|
–
|
Closed
|
|
|
1319
|
Evolution Advisers
Richmond,
Virginia
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1320
|
Factorial Partners
Mt. Kisco,
New York
|
$0
|
-$403K
|
0
|
–
|
Closed
|
|
|
1321
|
Financial Connections Group
Corte Madera,
California
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1322
|
First Command Advisory Services
Fort Worth,
Texas
|
$0
|
+$125
|
1
|
0%
|
New
|
|
|
1323
|
FJ Capital Management
Mclean,
Virginia
|
$0
|
-$917K
|
0
|
–
|
Closed
|
|
|
1324
|
Flagship Private Wealth
Woburn,
Massachusetts
|
$0
|
-$242K
|
0
|
–
|
Closed
|
|
|
1325
|
Ford Financial Group
Fresno,
California
|
$0
|
-$76K
|
0
|
–
|
Closed
|
|