|
1201
|
Oakworth Capital
Birmingham,
Alabama
|
$0
|
-$96
|
0
|
–
|
Closed
|
|
|
1202
|
Objectivity Squared
Charleston,
South Carolina
|
$0
|
-$51.7K
|
0
|
–
|
Closed
|
|
|
1203
|
Ogorek Anthony Joseph
Williamsville,
New York
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1204
|
Ontario Teachers' Pension Plan Board
Toronto,
Ontario, Canada
|
$0
|
-$459K
|
0
|
–
|
Closed
|
|
|
1205
|
Partnership Wealth Management
Towson,
Maryland
|
$0
|
-$5.76K
|
0
|
–
|
Closed
|
|
|
1206
|
Pasadena Private Wealth
Pasadena,
California
|
$0
|
-$364K
|
0
|
–
|
Closed
|
|
|
1207
|
PenderFund Capital Management
Vancouver,
British Columbia, Canada
|
$0
|
-$69.8K
|
0
|
–
|
Closed
|
|
|
1208
|
Pension & Wealth Management Advisors
Waltham,
Massachusetts
|
$0
|
-$7.17K
|
0
|
–
|
Closed
|
|
|
1209
|
Peregrine Capital Management
Minneapolis,
Minnesota
|
$0
|
-$7.22M
|
0
|
–
|
Closed
|
|
|
1210
|
Pingora Partners
Wilson,
Wyoming
|
$0
|
-$3.39K
|
0
|
–
|
Closed
|
|
|
1211
|
Planned Solutions
Folsom,
California
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1212
|
Polar Asset Management Partners
Toronto,
Ontario, Canada
|
$0
|
-$8.36K
|
0
|
–
|
Closed
|
|
|
1213
|
Powell Investment Advisors
Miami,
Florida
|
$0
|
-$41.8K
|
0
|
–
|
Closed
|
|
|
1214
|
PrairieView Partners
St. Paul,
Minnesota
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1215
|
Prism Advisors
Studio City,
California
|
$0
|
-$358K
|
0
|
–
|
Closed
|
|
|
1216
|
Providence Capital Advisors
Charlotte,
North Carolina
|
$0
|
-$6
|
0
|
–
|
Closed
|
|
|
1217
|
|
$0
|
-$108K
|
0
|
–
|
Closed
|
|
|
1218
|
Resources Management Corp
West Hartford,
Connecticut
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
1219
|
Retirement Planning Company of New England
Warwick,
Rhode Island
|
$0
|
-$400K
|
0
|
–
|
Closed
|
|
|
1220
|
Retirement Planning Group (Kansas)
Leawood,
Kansas
|
$0
|
-$1.12M
|
0
|
–
|
Closed
|
|
|
1221
|
Revisor Wealth Management
Akron,
Ohio
|
$0
|
-$51K
|
0
|
–
|
Closed
|
|
|
1222
|
RMR Capital Management
Tustin,
California
|
$0
|
-$103K
|
0
|
–
|
Closed
|
|
|
1223
|
Robertson Stephens Wealth Management
San Francisco,
California
|
$0
|
-$372K
|
0
|
–
|
Closed
|
|
|
1224
|
Roble Belko & Company
Sewickley,
Pennsylvania
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1225
|
Rowlandmiller & Partners
Atlanta,
Georgia
|
$0
|
-$122K
|
0
|
–
|
Closed
|
|