|
1201
|
Probity Advisors
Dallas,
Texas
|
$0
|
-$491K
|
0
|
–
|
Closed
|
|
|
1202
|
Proffitt & Goodson
Knoxville,
Tennessee
|
$0
|
$0
|
2
|
0%
|
Maintained
|
|
|
1203
|
Profund Advisors
Bethesda,
Maryland
|
$0
|
-$209K
|
0
|
–
|
Closed
|
|
|
1204
|
Punch & Associates Investment Management
Edina,
Minnesota
|
$0
|
-$2.5M
|
0
|
–
|
Closed
|
|
|
1205
|
Quadrature Capital
London,
United Kingdom
|
$0
|
-$526K
|
0
|
–
|
Closed
|
|
|
1206
|
Quantum Private Wealth
Tampa,
Florida
|
$0
|
-$246K
|
0
|
–
|
Closed
|
|
|
1207
|
Raymond James Trust
St. Petersburg,
Florida
|
$0
|
-$292K
|
0
|
–
|
Closed
|
|
|
1208
|
Redwood Investment Management
Scottsdale,
Arizona
|
$0
|
-$340K
|
0
|
–
|
Closed
|
|
|
1209
|
Relative Value Partners Group
|
$0
|
-$724K
|
0
|
–
|
Closed
|
|
|
1210
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$0
|
-$1.65M
|
0
|
–
|
Closed
|
|
|
1211
|
RiverPark Advisors
New York
|
$0
|
-$363K
|
0
|
–
|
Closed
|
|
|
1212
|
Riverview Trust Company
Vancouver,
Washington
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
1213
|
Roble Belko & Company
Sewickley,
Pennsylvania
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1214
|
Rockbridge Investment Management
Syracuse,
New York
|
$0
|
-$1.46K
|
0
|
–
|
Closed
|
|
|
1215
|
Roundview Capital
Princeton,
New Jersey
|
$0
|
-$209K
|
0
|
–
|
Closed
|
|
|
1216
|
Royce & Associates
New York
|
$0
|
-$187K
|
0
|
–
|
Closed
|
|
|
1217
|
Sageworth Trust Company of South Dakota
Sioux Falls,
South Dakota
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
1218
|
Schneider Downs Wealth Management Advisors
Pittsburgh,
Pennsylvania
|
$0
|
-$26K
|
0
|
–
|
Closed
|
|
|
1219
|
Scopus Asset Management
New York
|
$0
|
-$3.36M
|
0
|
–
|
Closed
|
|
|
1220
|
Semmax Financial Advisors
Winston Salem,
North Carolina
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1221
|
Siena Capital
Cincinnati,
Ohio
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1222
|
Sittner & Nelson
Eugene,
Oregon
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1223
|
Skandinaviska Enskilda Banken (SEB)
Stockholm,
Sweden
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1224
|
Skylands Capital
Milwaukee,
Wisconsin
|
$0
|
-$126K
|
0
|
–
|
Closed
|
|
|
1225
|
SkyView Investment Advisors
Shrewsbury,
New Jersey
|
$0
|
-$1.33M
|
0
|
–
|
Closed
|
|