|
1176
|
New World Advisors
Hingham,
Massachusetts
|
$0
|
-$143K
|
0
|
–
|
Closed
|
|
|
1177
|
Nicholas Investment Partners
Rancho Santa Fe,
California
|
$0
|
-$8.28M
|
0
|
–
|
Closed
|
|
|
1178
|
Nordea Investment Management
Stockholm,
Sweden
|
$0
|
-$191K
|
0
|
–
|
Closed
|
|
|
1179
|
Northwest Investment Counselors
Lake Oswego,
Oregon
|
$0
|
-$1K
|
1
|
0%
|
Reduced
|
|
|
1180
|
Northwest Wealth Management
Spencer,
Iowa
|
$0
|
-$216K
|
0
|
–
|
Closed
|
|
|
1181
|
NVWM LLC
Yardley,
Pennsylvania
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1182
|
Oaktree Capital Management
Los Angeles,
California
|
$0
|
-$1.59M
|
0
|
–
|
Closed
|
|
|
1183
|
Olympiad Research
Stamford,
Connecticut
|
$0
|
-$55K
|
0
|
–
|
Closed
|
|
|
1184
|
Ovata Capital Management
Hong Kong
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1185
|
Oxford Financial Group
Carmel,
Indiana
|
$0
|
-$16K
|
0
|
–
|
Closed
|
|
|
1186
|
Pacific Global Investment Management
Glendale,
California
|
$0
|
-$894K
|
0
|
–
|
Closed
|
|
|
1187
|
Paloma Partners
Greenwich,
Connecticut
|
$0
|
-$348K
|
0
|
–
|
Closed
|
|
|
1188
|
Pasadena Private Wealth
Pasadena,
California
|
$0
|
-$7K
|
0
|
–
|
Closed
|
|
|
1189
|
Pearl River Capital
Niles,
Michigan
|
$0
|
-$238K
|
0
|
–
|
Closed
|
|
|
1190
|
Peconic Partners
New York
|
$0
|
-$88K
|
0
|
–
|
Closed
|
|
|
1191
|
Peoples Financial Services Corp
Moosic,
Pennsylvania
|
$0
|
$0
|
2
|
0%
|
Maintained
|
|
|
1192
|
Perennial Investment Advisors
Los Angeles,
California
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1193
|
Phocas Financial Corp
Alameda,
California
|
$0
|
-$2.89M
|
0
|
–
|
Closed
|
|
|
1194
|
Phraction Management
Colchester,
Connecticut
|
$0
|
-$426K
|
0
|
–
|
Closed
|
|
|
1195
|
Pinnacle Bancorp
Beatrice,
Nebraska
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1196
|
Point72 Asset Management
Stamford,
Connecticut
|
$0
|
-$27.8M
|
0
|
–
|
Closed
|
|
|
1197
|
Portland Global Advisors
Portland,
Maine
|
$0
|
-$182K
|
0
|
–
|
Closed
|
|
|
1198
|
Powell Investment Advisors
Miami,
Florida
|
$0
|
-$131K
|
0
|
–
|
Closed
|
|
|
1199
|
Precision Wealth Strategies
Saint Louis,
Missouri
|
$0
|
-$181K
|
0
|
–
|
Closed
|
|
|
1200
|
Prentice Wealth Management
Rochester,
New York
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|