|
1126
|
Proffitt & Goodson
Knoxville,
Tennessee
|
$0
|
-$50
|
0
|
–
|
Closed
|
|
|
1127
|
Prospera Financial Services
Dallas,
Texas
|
$0
|
-$21.4K
|
0
|
–
|
Closed
|
|
|
1128
|
|
$0
|
-$54.1K
|
0
|
–
|
Closed
|
|
|
1129
|
Raffles Associates
New York
|
$0
|
-$831K
|
0
|
–
|
Closed
|
|
|
1130
|
RIA Advisory Group
Des Moines,
Iowa
|
$0
|
-$45.6K
|
0
|
–
|
Closed
|
|
|
1131
|
Roberts Wealth Advisors
Palo Alto,
California
|
$0
|
-$69.5K
|
0
|
–
|
Closed
|
|
|
1132
|
Roble Belko & Company
Sewickley,
Pennsylvania
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1133
|
Roffman Miller Associates
Philadelphia,
Pennsylvania
|
$0
|
-$267
|
0
|
–
|
Closed
|
|
|
1134
|
Safeguard Financial
Minocqua,
Wisconsin
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1135
|
Segall Bryant & Hamill
Chicago,
Illinois
|
$0
|
-$282K
|
0
|
–
|
Closed
|
|
|
1136
|
|
$0
|
-$848K
|
0
|
–
|
Closed
|
|
|
1137
|
Sowell Financial Services
North Little Rock,
Arkansas
|
$0
|
-$1.46M
|
0
|
–
|
Closed
|
|
|
1138
|
Spouting Rock Asset Management
Bryn Mawr,
Pennsylvania
|
$0
|
-$48.8K
|
0
|
–
|
Closed
|
|
|
1139
|
Steward Financial Group
Colleyville,
Texas
|
$0
|
+$464
|
2
|
0%
|
New
|
|
|
1140
|
Susquehanna Fundamental Investments
Bala Cynwyd,
Pennsylvania
|
$0
|
-$1.95M
|
0
|
–
|
Closed
|
|
|
1141
|
TCP Asset Management
Columbus,
Ohio
|
$0
|
-$71.5K
|
0
|
–
|
Closed
|
|
|
1142
|
TCTC Holdings
Dallas,
Texas
|
$0
|
-$643
|
0
|
–
|
Closed
|
|
|
1143
|
TFG Asset Management
Grand Cayman,
Cayman Islands
|
$0
|
-$922K
|
0
|
–
|
Closed
|
|
|
1144
|
Tilia Fiduciary Partners
Wilmington,
North Carolina
|
$0
|
-$3.88K
|
0
|
–
|
Closed
|
|
|
1145
|
Tower View Wealth Management
Shorewood,
Wisconsin
|
$0
|
$0
|
2
|
0%
|
Maintained
|
|
|
1146
|
TownSquare Capital
Provo,
Utah
|
$0
|
-$211K
|
0
|
–
|
Closed
|
|
|
1147
|
Trexquant Investment
Stamford,
Connecticut
|
$0
|
-$1.15M
|
0
|
–
|
Closed
|
|
|
1148
|
Twin Focus Capital Partners
Boston,
Massachusetts
|
$0
|
-$69K
|
0
|
–
|
Closed
|
|
|
1149
|
VELA Investment Management
New Albany,
Ohio
|
$0
|
-$1.95M
|
0
|
–
|
Closed
|
|
|
1150
|
Veritable
Wilmington,
Delaware
|
$0
|
-$240K
|
0
|
–
|
Closed
|
|