|
1101
|
EWG Elevate
Roseville,
California
|
$0
|
-$8.96K
|
0
|
–
|
Closed
|
|
|
1102
|
Ferguson Shapiro
Decatur,
Georgia
|
$0
|
-$26.5K
|
0
|
–
|
Closed
|
|
|
1103
|
Fiduciary Alliance
Greenville,
South Carolina
|
$0
|
-$17.1K
|
0
|
–
|
Closed
|
|
|
1104
|
Financial Connections Group
Corte Madera,
California
|
$0
|
+$114
|
1
|
0%
|
New
|
|
|
1105
|
Foundations Investment Advisors
Phoenix,
Arizona
|
$0
|
-$115K
|
0
|
–
|
Closed
|
|
|
1106
|
Freedom Day Solutions
Houston,
Texas
|
$0
|
-$920K
|
0
|
–
|
Closed
|
|
|
1107
|
Freedom Wealth Alliance
Brookfield,
Wisconsin
|
$0
|
-$807
|
0
|
–
|
Closed
|
|
|
1108
|
FWG Holdings
Winter Park,
Florida
|
$0
|
-$278K
|
0
|
–
|
Closed
|
|
|
1109
|
FWL Investment Management
Dallas,
Texas
|
$0
|
-$2.31K
|
0
|
–
|
Closed
|
|
|
1110
|
Grey Fox Wealth Advisors
Rockland,
Delaware
|
$0
|
-$924
|
0
|
–
|
Closed
|
|
|
1111
|
Griffin Asset Management
New York
|
$0
|
-$375K
|
0
|
–
|
Closed
|
|
|
1112
|
Guyasuta Investment Advisors
Pittsburgh,
Pennsylvania
|
$0
|
-$379K
|
0
|
–
|
Closed
|
|
|
1113
|
|
$0
|
-$4.24M
|
0
|
–
|
Closed
|
|
|
1114
|
HBC Financial Services
Seattle,
Washington
|
$0
|
+$2.82M
|
1
|
0%
|
Increased
|
|
|
1115
|
Herr Investment Group
Austin,
Texas
|
$0
|
-$1.75M
|
0
|
–
|
Closed
|
|
|
1116
|
HGC Investment Management
Toronto,
Ontario, Canada
|
$0
|
-$402K
|
0
|
–
|
Closed
|
|
|
1117
|
High Net Worth Advisory Group
Naples,
Florida
|
$0
|
-$2.28K
|
0
|
–
|
Closed
|
|
|
1118
|
Horizon Bancorp
Michigan City,
Indiana
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1119
|
Invenomic Capital Management
Boston,
Massachusetts
|
$0
|
-$4.16M
|
0
|
–
|
Closed
|
|
|
1120
|
Jacobs Levy Equity Management
Florham Park,
New Jersey
|
$0
|
-$1.85M
|
0
|
–
|
Closed
|
|
|
1121
|
Jefferies Financial Group
New York
|
$0
|
-$7.63M
|
0
|
–
|
Closed
|
|
|
1122
|
|
$0
|
-$2.23M
|
0
|
–
|
Closed
|
|
|
1123
|
Johnson & White Wealth Management
York,
Pennsylvania
|
$0
|
-$312K
|
0
|
–
|
Closed
|
|
|
1124
|
Jones Financial Companies
Des Peres,
Missouri
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1125
|
K2 Principal Fund
Toronto,
Ontario, Canada
|
$0
|
-$635K
|
0
|
–
|
Closed
|
|