|
1001
|
CVI Holdings
Wilmington,
Delaware
|
$0
|
-$19.8M
|
0
|
–
|
Closed
|
|
|
1002
|
Donoghue Forlines
Boston,
Massachusetts
|
$0
|
-$1.39M
|
0
|
–
|
Closed
|
|
|
1003
|
Engrave Wealth Partners
The Woodlands,
Texas
|
$0
|
-$28K
|
0
|
–
|
Closed
|
|
|
1004
|
First Personal Financial Services
Charlotte,
North Carolina
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
1005
|
Formula Growth
Montreal,
Quebec, Canada
|
$0
|
-$332K
|
0
|
–
|
Closed
|
|
|
1006
|
Founders Financial Securities
Towson,
Maryland
|
$0
|
-$140K
|
0
|
–
|
Closed
|
|
|
1007
|
FSA Wealth Management
Needham,
Massachusetts
|
$0
|
-$9K
|
0
|
–
|
Closed
|
|
|
1008
|
G2 Investment Partners Management
New York
|
$0
|
-$1.49M
|
0
|
–
|
Closed
|
|
|
1009
|
Gainplan
Bloomfield Hills,
Michigan
|
$0
|
-$264K
|
0
|
–
|
Closed
|
|
|
1010
|
Gladstone Institutional Advisory
Palm Beach Gardens,
Florida
|
$0
|
-$335K
|
0
|
–
|
Closed
|
|
|
1011
|
Global Trust Asset Management
West Palm Beach,
Florida
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1012
|
Hanseatic Management Services
Albuquerque,
New Mexico
|
$0
|
-$946K
|
0
|
–
|
Closed
|
|
|
1013
|
Hillsdale Investment Management
Toronto,
Ontario, Canada
|
$0
|
-$5.36M
|
0
|
–
|
Closed
|
|
|
1014
|
Hoertkorn Richard Charles
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1015
|
Hoover Financial Advisors
Malvern,
Pennsylvania
|
$0
|
-$44K
|
0
|
–
|
Closed
|
|
|
1016
|
Icon Wealth Partners
Houston,
Texas
|
$0
|
-$265K
|
0
|
–
|
Closed
|
|
|
1017
|
IMC Chicago
Chicago,
Illinois
|
$0
|
-$337K
|
0
|
–
|
Closed
|
|
|
1018
|
IRON Financial
Northbrook,
Illinois
|
$0
|
-$143K
|
0
|
–
|
Closed
|
|
|
1019
|
Islet Management
New York
|
$0
|
-$513K
|
0
|
–
|
Closed
|
|
|
1020
|
Joseph P. Lucia & Associates
Yorktown Heights,
New York
|
$0
|
-$141K
|
0
|
–
|
Closed
|
|
|
1021
|
|
$0
|
-$1.28M
|
0
|
–
|
Closed
|
|
|
1022
|
Kore Private Wealth
New York
|
$0
|
-$18K
|
0
|
–
|
Closed
|
|
|
1023
|
Legacy Wealth Partners (California)
Calabasas,
California
|
$0
|
-$123K
|
0
|
–
|
Closed
|
|
|
1024
|
LifePlan Financial Group
Dayton,
Ohio
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
1025
|
Longfellow Investment Management
Boston,
Massachusetts
|
$0
|
-$462K
|
0
|
–
|
Closed
|
|