|
1001
|
G&S Capital
Denver,
Colorado
|
$0
|
-$13K
|
0
|
–
|
Closed
|
|
|
1002
|
Hoertkorn Richard Charles
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1003
|
Horizon Bancorp
Michigan City,
Indiana
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1004
|
Hudson Executive Capital
New York
|
$0
|
-$29.9M
|
0
|
–
|
Closed
|
|
|
1005
|
IFG Advisory
Atlanta,
Georgia
|
$0
|
-$22K
|
0
|
–
|
Closed
|
|
|
1006
|
Intact Investment Management
Montreal,
Quebec, Canada
|
$0
|
-$1.63M
|
0
|
–
|
Closed
|
|
|
1007
|
Integrated Wealth Concepts
Waltham,
Massachusetts
|
$0
|
-$58K
|
0
|
–
|
Closed
|
|
|
1008
|
Invictus RG
Hamilton,
Bermuda
|
$0
|
-$771K
|
0
|
–
|
Closed
|
|
|
1009
|
Jarislowsky, Fraser Ltd
Montreal,
Quebec, Canada
|
$0
|
-$9K
|
0
|
–
|
Closed
|
|
|
1010
|
|
$0
|
-$4.08M
|
0
|
–
|
Closed
|
|
|
1011
|
Key Financial Inc
West Chester,
Pennsylvania
|
$0
|
-$13K
|
0
|
–
|
Closed
|
|
|
1012
|
Keystone Financial Group (Kentucky)
Lexington,
Kentucky
|
$0
|
-$17K
|
0
|
–
|
Closed
|
|
|
1013
|
Kings Point Capital Management
Great Neck,
New York
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
1014
|
Kingsview Wealth Management
Grants Pass,
Oregon
|
$0
|
-$190K
|
0
|
–
|
Closed
|
|
|
1015
|
King Wealth Management Group
Naples,
Florida
|
$0
|
-$13K
|
0
|
–
|
Closed
|
|
|
1016
|
K.J. Harrison & Partners
Toronto,
Ontario, Canada
|
$0
|
-$44K
|
0
|
–
|
Closed
|
|
|
1017
|
LaFleur & Godfrey
Grand Rapids,
Michigan
|
$0
|
-$280K
|
0
|
–
|
Closed
|
|
|
1018
|
Laidlaw Wealth Management
New York City,
New York
|
$0
|
-$13K
|
0
|
–
|
Closed
|
|
|
1019
|
Levin Capital Strategies
New York
|
$0
|
-$148K
|
0
|
–
|
Closed
|
|
|
1020
|
Lion Street Advisors
Austin,
Texas
|
$0
|
-$7K
|
0
|
–
|
Closed
|
|
|
1021
|
Lombard Odier Asset Management (Switzerland)
Petit-Lancy,
Switzerland
|
$0
|
-$355K
|
0
|
–
|
Closed
|
|
|
1022
|
Mackay Shields LLC
New York
|
$0
|
-$220K
|
0
|
–
|
Closed
|
|
|
1023
|
Manning & Napier Group
Fairport,
New York
|
$0
|
-$3.22M
|
0
|
–
|
Closed
|
|
|
1024
|
Marathon Capital Management
Hunt Valley,
Maryland
|
$0
|
+$825K
|
1
|
0%
|
New
|
|
|
1025
|
Marathon Trading Investment Management
Radnor,
Pennsylvania
|
$0
|
-$33K
|
0
|
–
|
Closed
|
|