|
501
|
Kistler-Tiffany Companies
Berwyn,
Pennsylvania
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
502
|
Laurel Wealth Advisors (North Carolina)
Charlotte,
North Carolina
|
$1K
|
+$1.06K
|
1
|
0%
|
New
|
|
|
503
|
O'Dell Group
Cincinnati,
Ohio
|
$1K
|
+$702
|
1
|
0%
|
New
|
|
|
504
|
Retirement Group
San Diego,
California
|
$1K
|
+$515
|
1
|
0%
|
Increased
|
|
|
505
|
Tarbox Family Office
Newport Beach,
California
|
$1K
|
+$1.19K
|
1
|
0%
|
New
|
|
|
506
|
Tortoise Investment Management
White Plains,
New York
|
$1K
|
+$702
|
1
|
0%
|
New
|
|
|
507
|
West Oak Capital
Westlake Village,
California
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
508
|
TD Private Client Wealth
New York
|
$514
|
$0
|
1
|
0%
|
Maintained
|
|
|
509
|
Acadian Asset Management
Boston,
Massachusetts
|
$0
|
-$2.1M
|
0
|
–
|
Closed
|
|
|
510
|
Advisor Resource Council
Dallas,
Texas
|
$0
|
-$3.42M
|
0
|
–
|
Closed
|
|
|
511
|
Alpine Global Management
New York
|
$0
|
-$300K
|
0
|
–
|
Closed
|
|
|
512
|
Annapolis Financial Services
Annapolis,
Maryland
|
$0
|
-$3.22K
|
2
|
0%
|
Reduced
|
|
|
513
|
Anson Funds Management
Dallas,
Texas
|
$0
|
-$15.5M
|
0
|
–
|
Closed
|
|
|
514
|
|
$0
|
-$2.74M
|
0
|
–
|
Closed
|
|
|
515
|
Atom Investors
Austin,
Texas
|
$0
|
-$742K
|
0
|
–
|
Closed
|
|
|
516
|
Aurora Private Wealth
Rockaway,
New Jersey
|
$0
|
-$298K
|
0
|
–
|
Closed
|
|
|
517
|
AWM Investment Company
New York
|
$0
|
-$2.23M
|
0
|
–
|
Closed
|
|
|
518
|
Banco BTG Pactual
Rio De Janeiro,
Brazil
|
$0
|
-$1.37M
|
0
|
–
|
Closed
|
|
|
519
|
Bank of Nova Scotia
Toronto,
Ontario, Canada
|
$0
|
-$730K
|
0
|
–
|
Closed
|
|
|
520
|
Beach Point Capital Management
Santa Monica,
California
|
$0
|
-$967K
|
0
|
–
|
Closed
|
|
|
521
|
Bell Investment Advisors
Oakland,
California
|
$0
|
+$455
|
1
|
0%
|
New
|
|
|
522
|
Belpointe Asset Management
Reno,
Nevada
|
$0
|
-$173K
|
0
|
–
|
Closed
|
|
|
523
|
Berman Capital Advisors
Atlanta,
Georgia
|
$0
|
+$595
|
2
|
0%
|
Increased
|
|
|
524
|
BlueCrest Capital Management
St Helier,
Jersey
|
$0
|
-$995K
|
0
|
–
|
Closed
|
|
|
525
|
BlueMar Capital Management
Miami,
Florida
|
$0
|
-$790K
|
0
|
–
|
Closed
|
|